|
Francis Rooney
|
house |
Vera Emerging - Oil and Gas Investments - Colombia |
|
PRIVATE EQUITY |
PURCHASE
|
Sept. 24, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Peter Welch
|
house |
Cloetta ab |
CLOETTA |
STOCK |
Purchase
|
Sept. 24, 2019 |
$$1,001 - $15,000 |
Oct. 14, 2019 |
|
Francis Rooney
|
house |
Brown Advisory - Hampshire Co, GA Sales Tax Rate 15% (Due 12/31/2023-2030) |
|
FIXED INCOME |
Purchase
|
Sept. 24, 2019 |
$$1,000-$15,000 |
March 12, 2019 |
|
Francis Rooney
|
house |
Vera Emerging - Oil and Gas Investments - Colombia |
|
PRIVATE EQUITY |
SALE
|
Sept. 24, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Francis Rooney
|
house |
Columbia Tech - S&P 500 Index Portfolio |
|
FUND |
PURCHASE
|
Sept. 24, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Thomas Suozzi
|
house |
Halliburton Company (HAL) |
HAL |
STOCK |
Purchase
|
Sept. 24, 2019 |
$$15,001 |
Sept. 23, 2021 |
|
Brian Mast
|
house |
smileDirectClub, Inc. (sDC) |
|
STOCK |
Purchase
|
Sept. 23, 2019 |
$$15,001 - $50,000 |
Oct. 2, 2019 |
|
Francis Rooney
|
house |
Columbia Tech - S&P 500 Index Portfolio |
|
FUND |
SALE
|
Sept. 23, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
Sept. 23, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
John Rutherford
|
house |
Caterpillar, Inc. (CAT) |
CAT |
STOCK |
Purchase
|
Sept. 19, 2019 |
$$1,001 - $15,000 |
Sept. 27, 2019 |
|
Carolyn B. Maloney
|
house |
BRONXVILLE NY UN FREE SCH DIST BDS 2019 G/O UNLTD B/E |
|
BOND |
Purchase
|
Sept. 19, 2019 |
$$15,001 - $50,000 |
Nov. 15, 2019 |
|
James R. Langevin
|
house |
Zebra Technologies Corporation - Class a (ZBRa) [sT] |
ZBRA |
STOCK |
Sale (partial)
|
Sept. 17, 2019 |
$$100,001 - $250,000 |
Oct. 9, 2019 |
|
James R. Langevin
|
house |
HuYa Inc. american depositary shares, each representing one Class a ordinary share (HuYa) [sT] |
HUYA |
STOCK |
Purchase
|
Sept. 17, 2019 |
$$50,001 - $100,000 |
Oct. 9, 2019 |
|
Francis Rooney
|
house |
Washington Mutual Mortgage Backed Sec - VORN TDS SPV 2, 1.1% DUE 02-02-2019 |
|
FIXED INCOME |
SALE
|
Sept. 17, 2019 |
$$15,000.01-$50,000 |
Nov. 14, 2019 |
|
Francis Rooney
|
house |
Brown Advisory - Hampshire Co, GA Sales Tax Rate 15% (Due 12/31/2023-2030) |
|
FIXED INCOME |
Purchase
|
Sept. 17, 2019 |
$$1,000-$15,000 |
March 12, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
Sept. 16, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Susie Lee
|
house |
Diamondback Energy, Inc. - Commmon Stock (FaNg) |
FANG |
STOCK |
Purchase
|
Sept. 16, 2019 |
$$1,001 - $15,000 |
Oct. 21, 2019 |
|
Gilbert Cisneros
|
house |
150 Main Street Trust |
|
REAL ESTATE |
S
|
Sept. 16, 2019 |
$$1,001 - $15,000 |
Oct. 16, 2019 |
|
Brian Mast
|
house |
smileDirectClub, Inc. (sDC) |
|
STOCK |
Purchase
|
Sept. 16, 2019 |
$$15,001 - $50,000 |
Oct. 2, 2019 |
|
Gilbert Cisneros
|
house |
150 Main Street Trust |
|
REAL ESTATE |
S
|
Sept. 16, 2019 |
$[$1,001 - $15,000] |
Oct. 16, 2019 |
|
Gilbert Cisneros
|
house |
Activision Blizzard, Inc (aTVI) |
ATVI |
STOCK |
Purchase
|
Sept. 16, 2019 |
$$1,001 - $15,000 |
Oct. 16, 2019 |
|
Gilbert Cisneros
|
house |
Applied Materials, Inc. (aMaT) |
AMAT |
STOCK |
Purchase
|
Sept. 16, 2019 |
$$1,001 - $15,000 |
Oct. 16, 2019 |
|
Gilbert Cisneros
|
house |
alibaba Group Holding Limited |
BABA |
STOCK |
Purchase
|
Sept. 16, 2019 |
$$1,001 - $15,000 |
Oct. 16, 2019 |
|
Susie Lee
|
house |
Aptargroup, Inc. (ATR) |
ATR |
STOCK |
Sale
|
Sept. 13, 2019 |
$$1,001 - $15,000 |
Oct. 21, 2019 |
|
Unknown
|
Unknown |
Zebra Technologies Corporation - Class A (ZBRA) |
ZBRA |
STOCK |
Sale
|
Sept. 13, 2019 |
$$50,001 - $100,000 |
None |