|
Thomas MacArthur
|
house |
ENgIE SPoN ADR (ENgIY) |
ENGIY |
STOCK |
Purchase
|
Dec. 2, 2016 |
$$1,001 - $15,000 |
Jan. 7, 2017 |
|
Thomas MacArthur
|
house |
Koninklijke Philips N.V. NY Registry Shares (PHg) |
PHG |
STOCK |
Sale
|
Dec. 2, 2016 |
$$1,001 - $15,000 |
Jan. 7, 2017 |
|
Thomas MacArthur
|
house |
Seiko Epson Corp Suwa Unsponsored ADR (SEKEY) |
SEKEY |
STOCK |
Sale
|
Dec. 2, 2016 |
$$1,001 - $15,000 |
Jan. 7, 2017 |
|
Thomas MacArthur
|
house |
Societe generale France Sponsored ADR (SCgLY) |
SCgLY |
STOCK |
Sale
|
Dec. 2, 2016 |
$$1,001 - $15,000 |
Jan. 7, 2017 |
|
Thomas MacArthur
|
house |
Panasonic Corporation (PCRFY) |
PCRFY |
STOCK |
Purchase
|
Dec. 2, 2016 |
$$15,001 - $50,000 |
Jan. 7, 2017 |
|
Thomas MacArthur
|
house |
Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
Dec. 1, 2016 |
$$1,001 - $15,000 |
Jan. 7, 2017 |
|
Thomas MacArthur
|
house |
ARAMARK SVCS INC NTS B/E 05.125% 011524 |
|
BOND |
Purchase
|
Dec. 1, 2016 |
$$1,001 - $15,000 |
Jan. 7, 2017 |
|
Thomas MacArthur
|
house |
CRoWN AMER CAP CoRP NTS P 04.500% |
|
BOND |
Purchase
|
Nov. 30, 2016 |
$$1,001 - $15,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
AMSURg CoRP NTS B/E 05.625% 071522 |
|
NOTE |
Purchase
|
Nov. 30, 2016 |
$$15,001 - $50,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
SPDR Select Sector Fund - Consumer Staples (XLP) |
XLP |
ETF |
Purchase
|
Nov. 29, 2016 |
$$100,001 - $250,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
SPDR Select Sector Fund - Consumer Staples (XLP) |
XLP |
ETF |
Purchase
|
Nov. 29, 2016 |
$$1,001 - $15,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
CVS Health Corporation (CVS) |
CVS |
STOCK |
S
|
Nov. 29, 2016 |
$$1,001 - $15,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
CVS Health Corporation (CVS) |
CVS |
STOCK |
S
|
Nov. 29, 2016 |
$$1,001 - $15,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
CVS Health Corporation (CVS) |
CVS |
STOCK |
S
|
Nov. 29, 2016 |
$$100,001 - $250,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
GENL MOTORS FINL CO INC 04.250% |
GMFC |
BOND |
S
|
Nov. 29, 2016 |
$$15,001 - $50,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
SPDR Select Sector Fund - Consumer Staples (XLP) |
XLP |
ETF |
Purchase
|
Nov. 29, 2016 |
$$1,001 - $15,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
BLACKRoCK HIgH YIELD BoND I |
HYGB |
FUND |
Sale
|
Nov. 28, 2016 |
$$100,001 - $250,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
Vanguard REIT ETF - DNQ (VNQ) |
VNQ |
ETF |
Sale
|
Nov. 28, 2016 |
$$15,001 - $50,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
NUVEEN HIgH YIELD MUNICIPAL BoND FUND I |
NHMAX |
FUND |
Sale
|
Nov. 28, 2016 |
$$50,001 - $100,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Sale
|
Nov. 28, 2016 |
$$100,001 - $250,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
iShares iBoxx $ Investment grade Corporate Bond ETF (LQD) |
LQD |
ETF |
Sale
|
Nov. 28, 2016 |
$$50,001 - $100,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
GENL MOTORS FINL CO INC 04.250% |
GMFC |
BOND |
S
|
Nov. 28, 2016 |
$$1,001 - $15,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
FEDERATED FLOATING RATE STRATEGIC INCOME FD |
FFS |
FUND |
S
|
Nov. 28, 2016 |
$$50,001 - $100,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
DOUBLE LINE TOTAL RETURN FUND |
DLTRX |
FUND |
S
|
Nov. 28, 2016 |
$$100,001 - $250,000 |
Dec. 2, 2016 |
|
Thomas MacArthur
|
house |
ANgEL oAK MULTI-STRATEgY INCoME FUND CLASS INSTL |
AOMIX |
FUND |
Sale
|
Nov. 28, 2016 |
$$100,001 - $250,000 |
Dec. 2, 2016 |