| BHP Billiton plc Sponsored ADR (BBL) |
BBL |
STOCK |
Sale
|
Dec. 30, 2016 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
Dec. 29, 2016 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
Dec. 29, 2016 |
$1,001 - $15,000 |
| Koninklijke Philips N.V. NY Registry Shares (PHg) |
PHG |
STOCK |
Sale
|
Dec. 29, 2016 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
Purchase
|
Dec. 29, 2016 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ P |
VOE |
ETF |
Purchase
|
Dec. 29, 2016 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF |
VEA |
ETF |
Purchase
|
Dec. 29, 2016 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Dec. 29, 2016 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
Dec. 29, 2016 |
$1,001 - $15,000 |
| Societe generale France Sponsored ADR (SCgLY) |
SCgLY |
STOCK |
Sale
|
Dec. 29, 2016 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMg |
ETF |
Purchase
|
Dec. 28, 2016 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMg |
ETF |
Purchase
|
Dec. 28, 2016 |
$1,001 - $15,000 |
| IHS Markit Ltd. - Common Shares |
IHS |
STOCK |
Sale
|
Dec. 28, 2016 |
$15,001 - $50,000 |
| CBRE SERVICES INC B/E 05.000% |
|
BOND |
Sale
|
Dec. 27, 2016 |
$1,001 - $15,000 |
| Adecco SA Unsponsored ADR (AHEXY) |
AHEXY |
STOCK |
S
|
Dec. 22, 2016 |
$1,001 - $15,000 |
| BHP Billiton plc Sponsored ADR (BBL) |
BBL |
STOCK |
Sale
|
Dec. 21, 2016 |
$1,001 - $15,000 |
| CBRE SERVICES INC B/E 05.000% 031523 |
|
BOND |
Sale
|
Dec. 21, 2016 |
$1,001 - $15,000 |
| ADT CoRP NTS B/E 06.250% 101521 |
|
BOND |
P
|
Dec. 19, 2016 |
$1,001 - $15,000 |
| Komatsu Ltd ord American Depositary Shares (KMTUY) |
KMTUY |
STOCK |
Purchase
|
Dec. 19, 2016 |
$15,001 - $50,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Purchase
|
Dec. 19, 2016 |
$1,001 - $15,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
Sale
|
Dec. 19, 2016 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Industrial (XLI) |
XLI |
ETF |
Purchase
|
Dec. 19, 2016 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Industrial (XLI) |
XLI |
ETF |
Purchase
|
Dec. 19, 2016 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Industrial (XLI) |
XLI |
ETF |
Purchase
|
Dec. 19, 2016 |
$100,001 - $250,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
Sale
|
Dec. 19, 2016 |
$100,001 - $250,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
Sale
|
Dec. 19, 2016 |
$1,001 - $15,000 |
| Komatsu Ltd ord American Depositary Shares (KMTUY) |
KMTUY |
STOCK |
Purchase
|
Dec. 16, 2016 |
$15,001 - $50,000 |
| ADT CoRP NTS B/E 06.250% 101521 |
|
BOND |
P
|
Dec. 15, 2016 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
P
|
Dec. 15, 2016 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
Dec. 15, 2016 |
$1,001 - $15,000 |
| CRoWN AMER CAP CoRP NTS 04.500% |
|
NOTE |
Purchase
|
Dec. 14, 2016 |
$1,001 - $15,000 |
| ADT CoRP NTS B/E 06.250% 101521 |
|
BOND |
P
|
Dec. 14, 2016 |
$1,001 - $15,000 |
| NEW JERSEY ST TPK AUTH SR A RV BE/R/ 5 DUE 010138 |
|
BOND |
Sale
|
Dec. 13, 2016 |
$100,001 - $250,000 |
| Atos origin SA Unsponsored ADR S (AEXAY) |
AEXAY |
STOCK |
Sale
|
Dec. 13, 2016 |
$1,001 - $15,000 |
| CHEMOURS Co LLC NTS B/E 06.625% |
CC |
BOND |
Purchase
|
Dec. 12, 2016 |
$1,001 - $15,000 |
| PENNSYLVANIA ST HIgHER E RV BE/R/ 5 DUE 081535 |
|
BOND |
Sale
|
Dec. 12, 2016 |
$100,001 - $250,000 |
| Starz - Series A (STRZA) |
STRZA |
PRIVATE EQUITY |
Exchange
|
Dec. 9, 2016 |
$1,001 - $15,000 |
| Actividades De Construccion Y Servicios SA Unsponsored ADR (ACSAY) |
ACSAY |
STOCK |
P
|
Dec. 9, 2016 |
$15,001 - $50,000 |
| Starz - Series A (STRZA) |
STRZA |
PRIVATE EQUITY |
Exchange
|
Dec. 9, 2016 |
$1,001 - $15,000 |
| Lions gate Entertainment Corporation Class B Non-Voting Shares (LgF.B) |
LGF.B |
STOCK |
E
|
Dec. 9, 2016 |
$1,001 - $15,000 |
| Lions gate Entertainment Corporation Class B Non-Voting Shares (LgF.B) |
LGF.B |
STOCK |
E
|
Dec. 9, 2016 |
$1,001 - $15,000 |
| Exxon Mobil Corporation (XoM) |
XOM |
STOCK |
Purchase
|
Dec. 9, 2016 |
$1,001 - $15,000 |
| Atos origin SA Unsponsored ADR S (AEXAY) |
AEXAY |
STOCK |
Sale
|
Dec. 9, 2016 |
$15,001 - $50,000 |
| Starz - Series A (STRZA) |
STRZA |
PRIVATE EQUITY |
Exchange
|
Dec. 9, 2016 |
$1,001 - $15,000 |
| Lions gate Entertainment Corporation Class B Non-Voting Shares (LgF.B) |
LGF.B |
STOCK |
E
|
Dec. 9, 2016 |
$1,001 - $15,000 |
| Starz - Series A (STRZA) |
STRZA |
PRIVATE EQUITY |
Exchange
|
Dec. 9, 2016 |
$1,001 - $15,000 |
| CBRE SERVICES INC B/E 05.000% 031523 |
|
BOND |
Sale
|
Dec. 9, 2016 |
$1,001 - $15,000 |
| Weatherford International plc (WFT) |
WFT |
STOCK |
Sale
|
Dec. 8, 2016 |
$50,001 - $100,000 |
| Allergan plc ordinary Shares (AgN) |
AGN |
STOCK |
P
|
Dec. 8, 2016 |
$1,001 - $15,000 |
| Allergan plc ordinary Shares (AgN) |
AGN |
STOCK |
Purchase
|
Dec. 8, 2016 |
$1,001 - $15,000 |
| Biogen Inc. (BIIB) |
BIIB |
STOCK |
Purchase
|
Dec. 8, 2016 |
$1,001 - $15,000 |
| Biogen Inc. (BIIB) |
BIIB |
STOCK |
Purchase
|
Dec. 8, 2016 |
$1,001 - $15,000 |
| Immunogen, Inc. (IMgN) |
IMGN |
STOCK |
Sale
|
Dec. 8, 2016 |
$1,001 - $15,000 |
| LKQ CoRP NTS B/E 04.750% 051523 |
LKQ |
BOND |
P
|
Dec. 8, 2016 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
S
|
Dec. 8, 2016 |
$15,001 - $50,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
P
|
Dec. 8, 2016 |
$1,001 - $15,000 |
| National oilwell Varco, Inc. (NoV) |
NOV |
STOCK |
Sale
|
Dec. 8, 2016 |
$1,001 - $15,000 |
| Nuance Communications, Inc. (NUAN) |
NUAN |
STOCK |
Sale
|
Dec. 8, 2016 |
$15,001 - $50,000 |
| ARAMARK SVCS INC NTS B/E 05.125% 011524 |
|
BOND |
Purchase
|
Dec. 7, 2016 |
$1,001 - $15,000 |
| MPLX LP Common Units Representing Limited Partner Interests (MPLX) |
MPLX |
STOCK |
P
|
Dec. 7, 2016 |
$50,001 - $100,000 |
| Murata Manufacturing Co Ltd Unsponsored ADR (MRAAY) |
MRAAY |
STOCK |
S
|
Dec. 7, 2016 |
$15,001 - $50,000 |
| Vivendi SA Unsponsored ADR (VIVHY) |
VIVHY |
STOCK |
Sale
|
Dec. 7, 2016 |
$15,001 - $50,000 |
| Intesa Sanpaolo S.P.A. Sponsored ADR (ISNPY) |
ISNPY |
STOCK |
Sale
|
Dec. 7, 2016 |
$50,001 - $100,000 |
| NextEra Energy Partners, LP Common Units representing limited partner interests (NEP) |
NEP |
STOCK |
Sale
|
Dec. 7, 2016 |
$15,001 - $50,000 |
| gemalto NV Sponsored ADR (gToMY) |
gToMY |
STOCK |
Sale
|
Dec. 7, 2016 |
$15,001 - $50,000 |
| Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
Sale
|
Dec. 7, 2016 |
$15,001 - $50,000 |
| Royal DSM NV Sponsored ADR (RDSMY) |
RDSMY |
STOCK |
Sale
|
Dec. 7, 2016 |
$1,001 - $15,000 |
| Secom Co Ltd American Depositary Shares (SoMLY) |
SOMLY |
STOCK |
Sale
|
Dec. 7, 2016 |
$15,001 - $50,000 |
| Smith & Nephew SNATS, Inc. (SNN) |
SNN |
STOCK |
Sale
|
Dec. 7, 2016 |
$15,001 - $50,000 |
| Fresenius Medical Care Ag (FMS) |
FMS |
STOCK |
Sale
|
Dec. 7, 2016 |
$15,001 - $50,000 |
| E.oN SE Sponsored ADR (EoNgY) |
EoNgY |
STOCK |
Sale
|
Dec. 7, 2016 |
$15,001 - $50,000 |
| Dominion Midstream Partners, LP Common Units |
|
STOCK |
Purchase
|
Dec. 7, 2016 |
$50,001 - $100,000 |
| China Mobile Limited (CHL) |
CHL |
STOCK |
Sale
|
Dec. 7, 2016 |
$50,001 - $100,000 |
| Carrefour S A (CRRFY) |
CRRFY |
STOCK |
Sale
|
Dec. 7, 2016 |
$15,001 - $50,000 |
| Teekay LNG Partners L.P. (TGP) |
TGP |
STOCK |
Sale
|
Dec. 7, 2016 |
$50,001 - $100,000 |
| Astellas Pharma Inc Unsponsored ADR S (ALPMY) |
ALPMY |
STOCK |
Sale
|
Dec. 7, 2016 |
$15,001 - $50,000 |
| iShares MSCI EAFE ETF (EFA) |
EFA |
ETF |
Purchase
|
Dec. 7, 2016 |
$250,001 - $500,000 |
| D.R. HoRToN INC B/E 05.750% |
|
BOND |
Sale
|
Dec. 6, 2016 |
$15,001 - $50,000 |
| NASSAU CNTY BE/R/ 5 DUE 100127 |
|
BOND |
Sale
|
Dec. 6, 2016 |
$100,001 - $250,000 |
| ANgEL oAK MULTI-STRATEgY INCoME FUND CLASS INSTL |
ANONX |
FUND |
Sale
|
Dec. 6, 2016 |
$50,001 - $100,000 |
| SEMPER MBS ToTAL RETURN FUND CLASS INSTITUTIoNAL |
SMBSX |
FUND |
Purchase
|
Dec. 6, 2016 |
$50,001 - $100,000 |
| ANgEL oAK MULTI-STRATEgY INCoME FUND CLASS INSTL |
ANONX |
FUND |
Sale
|
Dec. 6, 2016 |
$50,001 - $100,000 |
| BLUE CUBE SPINCo INC NTS 10.000% 101525 |
|
NOTE |
Purchase
|
Dec. 6, 2016 |
$1,001 - $15,000 |
| SEMPER MBS ToTAL RETURN FUND CLASS INSTITUTIoNAL |
SMBSX |
FUND |
Purchase
|
Dec. 6, 2016 |
$50,001 - $100,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
Purchase
|
Dec. 5, 2016 |
$1,001 - $15,000 |
| BLUE CUBE SPINCo INC NTS 10.000% 101525 |
|
NOTE |
Purchase
|
Dec. 5, 2016 |
$1,001 - $15,000 |
| Societe generale France Sponsored ADR (SCgLY) |
SCgLY |
STOCK |
Sale
|
Dec. 2, 2016 |
$1,001 - $15,000 |
| ENgIE SPoN ADR (ENgIY) |
ENGIY |
STOCK |
Purchase
|
Dec. 2, 2016 |
$1,001 - $15,000 |
| Astrazeneca PLC (AZN) |
AZN |
STOCK |
Sale
|
Dec. 2, 2016 |
$15,001 - $50,000 |
| Panasonic Corporation (PCRFY) |
PCRFY |
STOCK |
Purchase
|
Dec. 2, 2016 |
$15,001 - $50,000 |
| Koninklijke Philips N.V. NY Registry Shares (PHg) |
PHG |
STOCK |
Sale
|
Dec. 2, 2016 |
$1,001 - $15,000 |
| Royal KPN N.V. (KKPNY) |
KKPNY |
STOCK |
Purchase
|
Dec. 2, 2016 |
$1,001 - $15,000 |
| Seiko Epson Corp Suwa Unsponsored ADR (SEKEY) |
SEKEY |
STOCK |
Sale
|
Dec. 2, 2016 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
Dec. 1, 2016 |
$1,001 - $15,000 |
| ARAMARK SVCS INC NTS B/E 05.125% 011524 |
|
BOND |
Purchase
|
Dec. 1, 2016 |
$1,001 - $15,000 |