| CRoWN AMER CAP CoRP NTS P 04.500% |
|
BOND |
Purchase
|
Nov. 30, 2016 |
$1,001 - $15,000 |
| AMSURg CoRP NTS B/E 05.625% 071522 |
|
NOTE |
Purchase
|
Nov. 30, 2016 |
$15,001 - $50,000 |
| SPDR Select Sector Fund - Consumer Staples (XLP) |
XLP |
ETF |
Purchase
|
Nov. 29, 2016 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Consumer Staples (XLP) |
XLP |
ETF |
Purchase
|
Nov. 29, 2016 |
$100,001 - $250,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
S
|
Nov. 29, 2016 |
$100,001 - $250,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
S
|
Nov. 29, 2016 |
$1,001 - $15,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
S
|
Nov. 29, 2016 |
$1,001 - $15,000 |
| GENL MOTORS FINL CO INC 04.250% |
GMFC |
BOND |
S
|
Nov. 29, 2016 |
$15,001 - $50,000 |
| SPDR Select Sector Fund - Consumer Staples (XLP) |
XLP |
ETF |
Purchase
|
Nov. 29, 2016 |
$1,001 - $15,000 |
| iShares iBoxx $ Investment grade Corporate Bond ETF (LQD) |
LQD |
ETF |
Sale
|
Nov. 28, 2016 |
$50,001 - $100,000 |
| Vanguard REIT ETF - DNQ (VNQ) |
VNQ |
ETF |
Sale
|
Nov. 28, 2016 |
$15,001 - $50,000 |
| GENL MOTORS FINL CO INC 04.250% |
GMFC |
BOND |
S
|
Nov. 28, 2016 |
$1,001 - $15,000 |
| FEDERATED FLOATING RATE STRATEGIC INCOME FD |
FFS |
FUND |
S
|
Nov. 28, 2016 |
$50,001 - $100,000 |
| DOUBLE LINE TOTAL RETURN FUND |
DLTRX |
FUND |
S
|
Nov. 28, 2016 |
$100,001 - $250,000 |
| ANgEL oAK MULTI-STRATEgY INCoME FUND CLASS INSTL |
AOMIX |
FUND |
Sale
|
Nov. 28, 2016 |
$100,001 - $250,000 |
| BLACKRoCK HIgH YIELD BoND I |
HYGB |
FUND |
Sale
|
Nov. 28, 2016 |
$100,001 - $250,000 |
| NUVEEN HIgH YIELD MUNICIPAL BoND FUND I |
NHMAX |
FUND |
Sale
|
Nov. 28, 2016 |
$50,001 - $100,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Sale
|
Nov. 28, 2016 |
$100,001 - $250,000 |
| CENTENE CoRP NTS B/E 05.750% S |
CNC |
BOND |
Purchase
|
Nov. 25, 2016 |
$15,001 - $50,000 |
| ARAMARK SVCS INC NTS B/E 05.125% |
|
NOTE |
Purchase
|
Nov. 22, 2016 |
$1,001 - $15,000 |
| EL PASO PIPELINE PART OP 05.000% |
|
BOND |
P
|
Nov. 22, 2016 |
$1,001 - $15,000 |
| IHS Markit Ltd. - Common Shares |
IHS |
STOCK |
Sale
|
Nov. 21, 2016 |
$15,001 - $50,000 |
| LEAR CoRP NTS B/E 05.250% 011525 |
|
NOTE |
Sale
|
Nov. 21, 2016 |
$1,001 - $15,000 |
| AMSURg CoRP NTS B/E 05.625% |
AMSG |
BOND |
Purchase
|
Nov. 21, 2016 |
$1,001 - $15,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Purchase
|
Nov. 21, 2016 |
$1,001 - $15,000 |
| LEAR CoRP NTS B/E 05.250% 011525 |
|
NOTE |
Sale
|
Nov. 18, 2016 |
$1,001 - $15,000 |
| Adient plc ordinary Shares (ADNT) |
ADNT |
STOCK |
Sale
|
Nov. 17, 2016 |
$1,001 - $15,000 |
| Adient plc ordinary Shares (ADNT) |
ADNT |
STOCK |
Sale
|
Nov. 17, 2016 |
$15,001 - $50,000 |
| Adient plc ordinary Shares (ADNT) |
ADNT |
STOCK |
Sale
|
Nov. 17, 2016 |
$1,001 - $15,000 |
| CRoWN AMER CAP CoRP NTS P 04.500% |
|
BOND |
Purchase
|
Nov. 17, 2016 |
$1,001 - $15,000 |
| HCA INC B/E 05.000% 031524 |
|
BOND |
Sale
|
Nov. 16, 2016 |
$1,001 - $15,000 |
| Accenture plc Class A ordinary Shares (ACN) |
ACN |
STOCK |
Purchase
|
Nov. 15, 2016 |
$1,001 - $15,000 |
| CRoWN AMER CAP CoRP NTS P 04.500% |
|
BOND |
Purchase
|
Nov. 15, 2016 |
$1,001 - $15,000 |
| HSBC Holdings, plc. (HSBC) |
HSBC |
STOCK |
Purchase
|
Nov. 15, 2016 |
$15,001 - $50,000 |
| RADIAN GROUP INC NTS B/E 5.500% S |
|
BOND |
Purchase
|
Nov. 14, 2016 |
$1,001 - $15,000 |
| RADIAN GROUP INC NTS B/E 5.500% S |
|
BOND |
Purchase
|
Nov. 10, 2016 |
$1,001 - $15,000 |
| SUNoCo LP / SUNoCo FIN 05.500% |
|
BOND |
Purchase
|
Nov. 10, 2016 |
$15,001 - $50,000 |
| HCA INC B/E 05.000% 031524 |
|
BOND |
Sale
|
Nov. 9, 2016 |
$1,001 - $15,000 |
| Carrefour S A (CRRFY) |
CRRFY |
STOCK |
Purchase
|
Nov. 9, 2016 |
$15,001 - $50,000 |
| SUNoCo LP / SUNoCo FIN 05.500% P 080120 |
|
BOND |
Purchase
|
Nov. 9, 2016 |
$1,001 - $15,000 |
| Liberty Expedia Holdings, Inc. - Series A (LEXEA) |
LEXEA |
STOCK |
Sale
|
Nov. 8, 2016 |
$1,001 - $15,000 |
| Carrefour S A (CRRFY) |
CRRFY |
STOCK |
Purchase
|
Nov. 8, 2016 |
$15,001 - $50,000 |
| Liberty Interactive Corporation - Series E |
LYVRE |
STOCK |
Purchase
|
Nov. 7, 2016 |
$1,001 - $15,000 |
| Liberty Interactive Corporation - Series E |
LYVRE |
STOCK |
Purchase
|
Nov. 7, 2016 |
$1,001 - $15,000 |
| Liberty Expedia Holdings, Inc. - Series A (LEXEA) |
LEXEA |
STOCK |
Exchange
|
Nov. 7, 2016 |
$1,001 - $15,000 |
| SUMMIT MATLS LLC/FIN NTS P 06.125% 071523 |
|
NOTE |
Purchase
|
Nov. 7, 2016 |
$1,001 - $15,000 |
| Airbus group Unsponsored ADR (EADSY) |
EADSY |
STOCK |
Purchase
|
Nov. 4, 2016 |
$15,001 - $50,000 |
| SUMMIT MATLS LLC/FIN NTS P 06.125% 071523 |
|
NOTE |
Purchase
|
Nov. 4, 2016 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Sale
|
Nov. 3, 2016 |
$15,001 - $50,000 |
| VEREIT INCoRP NTS B/E 04.875% |
VER |
BOND |
Purchase
|
Nov. 3, 2016 |
$1,001 - $15,000 |
| CINEMARK INC NTS B/E 05.125% S |
|
BOND |
Purchase
|
Nov. 2, 2016 |
$1,001 - $15,000 |
| Ionis Pharmaceuticals, Inc. (IoNS) |
IONS |
STOCK |
Purchase
|
Nov. 2, 2016 |
$15,001 - $50,000 |
| Ionis Pharmaceuticals, Inc. (IoNS) |
IONS |
STOCK |
Purchase
|
Nov. 2, 2016 |
$1,001 - $15,000 |
| BLUE CUBE SPINCo INC NTS 10.000% |
|
NOTE |
Purchase
|
Nov. 2, 2016 |
$1,001 - $15,000 |
| Vertex Pharmaceuticals Incorporated (VRTX) |
VRTX |
STOCK |
Purchase
|
Nov. 2, 2016 |
$1,001 - $15,000 |
| Ionis Pharmaceuticals, Inc. (IoNS) |
IONS |
STOCK |
Purchase
|
Nov. 2, 2016 |
$1,001 - $15,000 |
| TEMPUR SEALY INTL INC 05.500% |
|
BOND |
Purchase
|
Nov. 2, 2016 |
$1,001 - $15,000 |
| CENTURYLINK INC NTS B/E 07.500% S |
|
BOND |
Purchase
|
Nov. 2, 2016 |
$1,001 - $15,000 |
| Vertex Pharmaceuticals Incorporated (VRTX) |
VRTX |
STOCK |
Purchase
|
Nov. 1, 2016 |
$1,001 - $15,000 |
| BLACKRoCK HIgH YIELD BoND I |
HYGB |
FUND |
Purchase
|
Nov. 1, 2016 |
$1,001 - $15,000 |
| RADIAN gRoUP INC NTS B/E 5.500% 060119 |
|
BOND |
Sale
|
Nov. 1, 2016 |
$1,001 - $15,000 |
| Adient plc ordinary Shares (ADNT) |
ADNT |
STOCK |
Sale
|
Nov. 1, 2016 |
$1,001 - $15,000 |
| CINEMARK INC NTS B/E 05.125% S |
|
BOND |
Purchase
|
Oct. 31, 2016 |
$1,001 - $15,000 |
| CENTURYLINK INC NTS B/E 07.500% S |
|
BOND |
Purchase
|
Oct. 31, 2016 |
$1,001 - $15,000 |