|
Unknown
|
Unknown |
SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 06/23/2020 [CS] |
|
NOTE |
Purchase
|
Aug. 29, 2018 |
$$250,001 - $500,000 |
None |
|
Michael T. McCaul
|
house |
Vintangroom nodal Inc. |
|
nan |
SALE
|
Aug. 29, 2018 |
$$15,001-$50,000 |
Oct. 30, 2018 |
|
Francis Rooney
|
house |
Morgan Stanley - SEATTLE WASH DRAIN & WASTEWATER REV RATE:AA1/AA+ 5.000% DUE:2037-09-01 (812631KC2) |
|
BOND |
Purchase
|
Aug. 29, 2018 |
$$1,000-$15,000 |
Sept. 13, 2018 |
|
Francis Rooney
|
house |
Morgan Stanley - HARRIS CNTY TEX CONTINU ED FACs FIN CORP REV-A RATE:41/AA+ 5.000% DUE:2030-12-01 (414009JC5) |
|
BOND |
Purchase
|
Aug. 29, 2018 |
$$1,000-$15,000 |
Sept. 13, 2018 |
|
Alan S. Lowenthal
|
house |
Red Hat, Inc. (RHT) |
|
STOCK |
Purchase
|
Aug. 29, 2018 |
$$444.60 |
Sept. 9, 2018 |
|
Alan S. Lowenthal
|
house |
Red Hat, Inc. (RHT) |
|
STOCK |
Purchase
|
Aug. 29, 2018 |
$$1,001 - $15,000 |
Sept. 9, 2018 |
|
Martha Roby
|
house |
Mainstay Cornerstone growth Class a [oT] |
|
FUND |
S
|
Aug. 28, 2018 |
$$1,001 - $15,000 |
Aug. 29, 2018 |
|
James B. Renacci
|
house |
NISSAN MOTOR CO LTD UNSPONSORED ADR NEW (JAPAN) (NSANY) |
NSANY |
STOCK |
PURCHASE
|
Aug. 28, 2018 |
$$1,000 - $15,000 |
Sept. 5, 2018 |
|
Carlos Curbelo
|
house |
Zayo group Holdings, Inc. (ZaYo) |
|
PRIVATE EQUITY |
Purchase
|
Aug. 28, 2018 |
$$1,001 - $15,000 |
Sept. 25, 2018 |
|
Carlos Curbelo
|
house |
Red Hat, Inc. (RHT) |
|
STOCK |
Purchase
|
Aug. 28, 2018 |
$$1,001 - $15,000 |
Sept. 25, 2018 |
|
Carlos Curbelo
|
house |
Healthcare Services group, Inc. (HCSg) |
|
PRIVATE EQUITY |
Purchase
|
Aug. 28, 2018 |
$$1,001 - $15,000 |
Sept. 25, 2018 |
|
Carlos Curbelo
|
house |
arista Networks, Inc. (aNET) |
ANET |
STOCK |
Purchase
|
Aug. 28, 2018 |
$$1,001 - $15,000 |
Sept. 25, 2018 |
|
Thomas J. Rooney
|
house |
Provo City utah WasteWater Rev Rev bds 2015A 5% 2/1/23 |
|
BOND |
Purchase
|
Aug. 28, 2018 |
$$15,001 - $50,000 |
Sept. 14, 2018 |
|
Carolyn B. Maloney
|
house |
NEW YORK NY FISCAL 2009 SUB SER A-1 G/O UNLTD B\E OID |
|
BOND |
EXCHANGE OUT
|
Aug. 27, 2018 |
$$250,000 |
Aug. 14, 2019 |
|
Carolyn B. Maloney
|
house |
NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV UNREF DD B/E OID |
|
BOND |
EXCHANGE IN
|
Aug. 27, 2018 |
$$100,000 |
Aug. 14, 2019 |
|
Carolyn B. Maloney
|
house |
NEW YORK NY FISCAl 2009 SUB SER A-1 |
|
BOND |
EXCHANgE OUT
|
Aug. 27, 2018 |
$$100,001 - $250,000 |
Sept. 18, 2018 |
|
Carolyn B. Maloney
|
house |
NEW YORK NY FISCAl 2009 E SUBSER A 1 g/O UNlTD B\E OID |
|
BOND |
Purchase
|
Aug. 27, 2018 |
$$50,001 - $100,000 |
Sept. 18, 2018 |
|
Michael T. McCaul
|
house |
STORES INC |
|
nan |
PURCHASE
|
Aug. 27, 2018 |
$$100,001-$250,000 |
Oct. 30, 2018 |
|
Bill Flores
|
house |
TPH Partners, lP |
|
PRIVATE EQUITY |
Sale (partial)
|
Aug. 24, 2018 |
$$50,001 - $100,000 |
Sept. 7, 2018 |
|
James B. Renacci
|
house |
LOS ANGELES CA WATERSYSTEM SYS REV SUB REV BGS GREEN BONDS SER B 5.000% Callable 06/01/2027 @ $100,000 |
|
BOND |
PURCHASE
|
Aug. 24, 2018 |
$$100,001 - $250,000 |
Aug. 20, 2018 |
|
James B. Renacci
|
house |
DOMINA HOME LTD UNLIMITED ADR (DANNA) |
DANNA |
STOCK |
Purchase
|
Aug. 24, 2018 |
$$15,001 - $50,000 |
March 19, 2018 |
|
James B. Renacci
|
house |
Savage Mfg. Corp(Common Stock) |
|
STOCK |
Purchase
|
Aug. 24, 2018 |
$$1,000 - $15,000 |
March 19, 2018 |
|
Unknown
|
Unknown |
NEW JERSEY TRANS TRUST A-2 S |
|
BOND |
Sale
|
Aug. 24, 2018 |
$$100,001 |
None |
|
Thomas J. Rooney
|
house |
Och-Ziff Capital Management S group llC Class A Shares |
|
FUND |
Purchase
|
Aug. 24, 2018 |
$$15,001 - $50,000 |
Sept. 14, 2018 |
|
Francis Rooney
|
house |
Brown Advisory - VA State Local Government Environmental Facs & Comm Dev Auth 5% DUE 10-01-2026 |
|
BOND |
Purchase
|
Aug. 24, 2018 |
$$1,000-$15,000 |
Sept. 13, 2018 |