| Morgan Stanley - DALLAS TEX RATE A1/AA+ 5.000% DUE:2031-02-15 (235219KR6) |
|
BOND |
Purchase
|
Sept. 5, 2018 |
$1,000-$15,000 |
| Rooney Capital, LLC (Private Investments, Naples, FL) |
|
PRIVATE EQUITY |
Purchase
|
Sept. 5, 2018 |
$1,000-$15,000 |
| 1831 Michael Faraday, LLC - property investment in 1831 Michael Faraday Drive, Reston, VA |
|
REAL ESTATE |
Purchase
|
Sept. 5, 2018 |
$1,000-$15,000 |
| 1831 Michael Faraday, LLC - property investment in 1831 Michael Faraday Drive, Reston, VA |
|
REAL ESTATE |
Purchase
|
Sept. 5, 2018 |
$1,000-$15,000 |
| GS Brokerage - HAWAII ST GO 5.000% 08/01/23 FA (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - WHITEWATER WIS UNI SCH DIST GO 4% 04/01/22 AO (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - ATLANTA GA ARPT REV 5% 01/01/22 JJ (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - WISCONSIN ST TRANSN REV 5.0000% 07/01/21 JJ (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - HIDALGO CNTY TEX PK DM 5% 08/15/21 FA (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - WISCONSIN ST GO 5% 05/01/20 MAN (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - LAMAR TEX CONS INDPY SCH DIST GO 5% 02/15/20 FA (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - NY H Y CITY HEALTH & HOSP CORP REV 5.0000% 02/15/19 FA (M1756919-) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - UNIVERSITY NEB FACs CORP REV 5% 02/15/21 FA (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - LOUISVILLE & JEFFERSON CNTY KY GO 5% 11/01/20 MAN (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - STATE OF LOUISIANA GO 5.0000% 07/15/31 JJ (M1821423) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| Rooney Family Investments, Ltd. (Private Investments, Naples, FL) |
|
PRIVATE EQUITY |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - HOUSTON TEXAS REV 5.0000% 07/01/19 JJ (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - PAYNE CNTY OKLA INDPY SCH DIST GO 3% 06/01/19 JD (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - BALTIMORE COUNTY MD GO 5.0000% 05/01/20 MS (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - MILWAUKEE WIS GO 5% 02/01/23 FA (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - STATE OF MICHIGAN GO 5.0000% 05/01/23 MAN (M905523) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - BROWNSVILLE TEX INDPY CORP REV 4.0000% 02/15/21 FA (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - BILOXI MISS GO 3% 03/01/19 MS (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - UNIVERSITY ILL UNIV REV 5% 04/01/21-CA AO (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - WESTBROOK ME GO 5% 04/01/23 AO (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - GEORGIA MUNI ELEC AUTH PWR REV 5% 01/01/22 JJ (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - TULSA CNTY OKLA INDPY SCH DST GO 2% 03/01/19 MS (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - STATE OF CONNECTICUT GO 5.0000% 08/15/21 FA (MUNI) |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$1,000-$15,000 |
| Brown Advisory - Tennant Co. TN, Cultural Education Facilities Finance Corp., 2.5% DUE 12-01-2018 |
|
BOND |
Purchase
|
Sept. 1, 2018 |
$1,000-$15,000 |
| Morgan Stanley - SEATTLE WASH DRAIN & WASTEWATER REV RATE:AA1/AA+ 5.000% DUE:2037-09-01 (812631KC2) |
|
BOND |
Purchase
|
Aug. 29, 2018 |
$1,000-$15,000 |
| Morgan Stanley - HARRIS CNTY TEX CONTINU ED FACs FIN CORP REV-A RATE:41/AA+ 5.000% DUE:2030-12-01 (414009JC5) |
|
BOND |
Purchase
|
Aug. 29, 2018 |
$1,000-$15,000 |
| Brown Advisory - VA State Local Government Environmental Facs & Comm Dev Auth 5% DUE 10-01-2026 |
|
BOND |
Purchase
|
Aug. 24, 2018 |
$1,000-$15,000 |
| Brown Advisory - Citizens Property Insurance Corp. FL 5% DUE 06-01-2020 |
|
BOND |
Purchase
|
Aug. 23, 2018 |
$15,001-$50,000 |
| 2326 Old Lee, LLC - property investment in 2826 Old Lee Hwy, Fairfax, VA |
|
REAL ESTATE |
Purchase
|
Aug. 14, 2018 |
$1,000-$15,000 |
| RP Van Buren LLC, LLC - property investment in 510, 512, 516 and 520 Herndon Parkway and 250 Exchange Place, Herndon, VA |
|
REAL ESTATE |
Purchase
|
Aug. 14, 2018 |
$1,000-$15,000 |
| Brown Advisory - Arlington-Partnership VA Community School District P/R 7/1/19 @ 100 5.25% DUE 07-01-2023 |
|
BOND |
Purchase
|
Aug. 14, 2018 |
$1,000-$15,000 |
| Mega Corp Common Stock |
|
STOCK |
Sale
|
Feb. 5, 2015 |
$15,001-$50,000 |