| TORONTO DOMINION BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 06/03/2020 [CS] |
|
NOTE |
Purchase
|
Aug. 31, 2018 |
$250,001 - $500,000 |
| CHIPPEWA VALLEY MICH SCHS go 5.0000% 05/01/20 MN - $50,000 MUNI BoND [gS] |
|
BOND |
Purchase
|
Aug. 30, 2018 |
$15,001 - $50,000 |
| oHIo STATE go 5.0000% 08/01/24 FA - MUNI BoND [gS] $1,000,000 |
|
BOND |
Purchase
|
Aug. 30, 2018 |
$500,001 - $1,000,000 |
| TEXAS ST UNIV SYS FINg REV S REV 5% 03/15/23 MS - MUNI BOND [gS] |
|
BOND |
Sale
|
Aug. 30, 2018 |
$500,001 - $1,000,000 |
| PUT/XSP @ 285 EXP 10/05/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
Aug. 29, 2018 |
$1,001 - $15,000 |
| SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 06/23/2020 [CS] |
|
NOTE |
Purchase
|
Aug. 29, 2018 |
$250,001 - $500,000 |
| PUT/XSP @ 276 EXP 10/19/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
Aug. 22, 2018 |
$1,001 - $15,000 |
| CREDIT SUISSE Ag LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 11/26/2019 [CS] |
|
NOTE |
Purchase
|
Aug. 13, 2018 |
$100,001 - $250,000 |
| Williams Partners, L.P. Common Units Representing Limited Partner Interests (WPZ) |
WPZ |
STOCK |
Purchase
|
Aug. 10, 2018 |
$100,001 - $250,000 |
| Williams Companies, Inc. (WMB) |
WMB |
STOCK |
Purchase
|
Aug. 10, 2018 |
$100,001 - $250,000 |
| PUT/XSP @ 281 EXP 09/14/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
Aug. 8, 2018 |
$1,001 - $15,000 |
| PUT/XSP @ 275 EXP 09/07/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale
|
Aug. 1, 2018 |
$1,001 - $15,000 |