|
David A. Trott
|
house |
EQT Midstream Partners, LP Common Units (EQM) |
EQM |
STOCK |
Purchase
|
Dec. 1, 2016 |
$$15,001 - $50,000 |
Jan. 5, 2017 |
|
David A. Trott
|
house |
Valero Energy Partners LP Common Units representing limited partner interests (VLP) |
VLP |
STOCK |
Purchase
|
Dec. 1, 2016 |
$$1,001 - $15,000 |
Jan. 5, 2017 |
|
David A. Trott
|
house |
Phillips 66 Partners LP Common Units |
PSXLP |
STOCK |
Purchase
|
Dec. 1, 2016 |
$$1,001 - $15,000 |
Jan. 5, 2017 |
|
David A. Trott
|
house |
Energy Transfer Partners, L.P. (ETP) |
ET |
STOCK |
Purchase
|
Dec. 1, 2016 |
$$1,001 - $15,000 |
Jan. 5, 2017 |
|
David A. Trott
|
house |
PoRTAGE MICH PUB SCHS Go 5% P 05/01/23 MN - MUNI BoND |
|
BOND |
Purchase
|
Nov. 28, 2016 |
$$250,001 - $500,000 |
Dec. 2, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 210 EXP 02/17/2017 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Nov. 22, 2016 |
$$1,001 - $15,000 |
Dec. 2, 2016 |
|
David A. Trott
|
house |
PoRTLAND oRE SWR SYS REV REV P 5% 06/15/23 JD RFDG - MUNI BoND |
|
BOND |
Purchase
|
Nov. 18, 2016 |
$$250,001 - $500,000 |
Dec. 2, 2016 |
|
David A. Trott
|
house |
NEW YoRK NY Go BDS 05.000% DUE P 08/01/23 - MUNI BoND |
|
BOND |
Purchase
|
Nov. 17, 2016 |
$$50,001 - $100,000 |
Dec. 2, 2016 |
|
David A. Trott
|
house |
BNP PARIBAS LINKED To BASKET oF P INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 09/24/2018 |
|
NOTE |
Purchase
|
Nov. 16, 2016 |
$$100,001 - $250,000 |
Dec. 2, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 206 EXP 01/20/2017 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Nov. 11, 2016 |
$$1,001 - $15,000 |
Dec. 2, 2016 |
|
David A. Trott
|
house |
GRAND LEDGE MICH PUB SCHS DIST P Go 5% 05/01/23 - MUNI BoND |
|
BOND |
Purchase
|
Nov. 7, 2016 |
$$15,001 - $50,000 |
Dec. 2, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 196 EXP 01/20/2017 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Nov. 4, 2016 |
$$1,001 - $15,000 |
Dec. 2, 2016 |
|
David A. Trott
|
house |
TEXAS ST UNIV SYS FING REV REV P 5% 03/15/23 - MUNI BoND |
|
BOND |
P
|
Nov. 4, 2016 |
$$500,001 - $1,000,000 |
Dec. 2, 2016 |
|
David A. Trott
|
house |
RoYAL BANK oF CANADA LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE |
|
NOTE |
Purchase
|
Oct. 28, 2016 |
$$250,001 - $500,000 |
Nov. 3, 2016 |
|
David A. Trott
|
house |
BATTLE CREEK MICH SCH DIST Go P 5% 05/01/31 MN - MUNI BoND |
|
BOND |
P
|
Oct. 24, 2016 |
$$50,001 - $100,000 |
Nov. 3, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 202 EXP 12/16/2016 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Oct. 12, 2016 |
$$1,001 - $15,000 |
Nov. 3, 2016 |
|
David A. Trott
|
house |
RoMULUS MICH CMNTY SCHS Go 5% P |
|
BOND |
Purchase
|
Oct. 7, 2016 |
$$100,001 - $250,000 |
Nov. 3, 2016 |
|
David A. Trott
|
house |
RoMULUS MICH CMNTY SCHS Go 5% P |
|
BOND |
Purchase
|
Oct. 7, 2016 |
$$100,001 - $250,000 |
Nov. 3, 2016 |
|
David A. Trott
|
house |
EQT Midstream Partners, LP Common Units representing Limited Partner Interests (EQM) |
EQM |
STOCK |
P
|
Oct. 7, 2016 |
$$15,001 - $50,000 |
Nov. 3, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 205 EXP 11/04/2016 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Oct. 6, 2016 |
$$1,001 - $15,000 |
Nov. 3, 2016 |
|
David A. Trott
|
house |
CITIGROUP INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 02/01/2018 |
|
NOTE |
Purchase
|
Sept. 29, 2016 |
$$50,001 - $100,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 204 EXP 12/16/2016 (CBoE MINI SPX INDEX) |
XSP |
OPTION |
Sale
|
Sept. 29, 2016 |
$$1,001 - $15,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
MPLX LP Common Units Representing Limited Partner Interests (MPLX) |
MPLX |
STOCK |
Sale
|
Sept. 28, 2016 |
$$15,001 - $50,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
Enterprise Products Partners L.P. (EPD) |
EPD |
STOCK |
Sale
|
Sept. 28, 2016 |
$$15,001 - $50,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership (PSXP) |
PSXP |
STOCK |
Sale
|
Sept. 28, 2016 |
$$15,001 - $50,000 |
Oct. 5, 2016 |