| PoRTAGE MICH PUB SCHS Go 5% P 05/01/23 MN - MUNI BoND |
|
BOND |
Purchase
|
Nov. 28, 2016 |
$250,001 - $500,000 |
| PUT/XSP @ 210 EXP 02/17/2017 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Nov. 22, 2016 |
$1,001 - $15,000 |
| PoRTLAND oRE SWR SYS REV REV P 5% 06/15/23 JD RFDG - MUNI BoND |
|
BOND |
Purchase
|
Nov. 18, 2016 |
$250,001 - $500,000 |
| NEW YoRK NY Go BDS 05.000% DUE P 08/01/23 - MUNI BoND |
|
BOND |
Purchase
|
Nov. 17, 2016 |
$50,001 - $100,000 |
| BNP PARIBAS LINKED To BASKET oF P INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 09/24/2018 |
|
NOTE |
Purchase
|
Nov. 16, 2016 |
$100,001 - $250,000 |
| PUT/XSP @ 206 EXP 01/20/2017 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| GRAND LEDGE MICH PUB SCHS DIST P Go 5% 05/01/23 - MUNI BoND |
|
BOND |
Purchase
|
Nov. 7, 2016 |
$15,001 - $50,000 |
| PUT/XSP @ 196 EXP 01/20/2017 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Nov. 4, 2016 |
$1,001 - $15,000 |
| TEXAS ST UNIV SYS FING REV REV P 5% 03/15/23 - MUNI BoND |
|
BOND |
P
|
Nov. 4, 2016 |
$500,001 - $1,000,000 |