| RoYAL BANK oF CANADA LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE |
|
NOTE |
Purchase
|
Oct. 28, 2016 |
$250,001 - $500,000 |
| BATTLE CREEK MICH SCH DIST Go P 5% 05/01/31 MN - MUNI BoND |
|
BOND |
P
|
Oct. 24, 2016 |
$50,001 - $100,000 |
| PUT/XSP @ 202 EXP 12/16/2016 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Oct. 12, 2016 |
$1,001 - $15,000 |
| EQT Midstream Partners, LP Common Units representing Limited Partner Interests (EQM) |
EQM |
STOCK |
P
|
Oct. 7, 2016 |
$15,001 - $50,000 |
| RoMULUS MICH CMNTY SCHS Go 5% P |
|
BOND |
Purchase
|
Oct. 7, 2016 |
$100,001 - $250,000 |
| RoMULUS MICH CMNTY SCHS Go 5% P |
|
BOND |
Purchase
|
Oct. 7, 2016 |
$100,001 - $250,000 |
| PUT/XSP @ 205 EXP 11/04/2016 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Oct. 6, 2016 |
$1,001 - $15,000 |