| CITIGROUP INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 02/01/2018 |
|
NOTE |
Purchase
|
Sept. 29, 2016 |
$50,001 - $100,000 |
| PUT/XSP @ 204 EXP 12/16/2016 (CBoE MINI SPX INDEX) |
XSP |
OPTION |
Sale
|
Sept. 29, 2016 |
$1,001 - $15,000 |
| Enterprise Products Partners L.P. (EPD) |
EPD |
STOCK |
Sale
|
Sept. 28, 2016 |
$15,001 - $50,000 |
| MPLX LP Common Units Representing Limited Partner Interests (MPLX) |
MPLX |
STOCK |
Sale
|
Sept. 28, 2016 |
$15,001 - $50,000 |
| Williams Partners, L.P. Common Units (WPZ) |
WPZ |
STOCK |
Sale
|
Sept. 28, 2016 |
$1,001 - $15,000 |
| DEUTSCHE BANK AG-LoNDoN BRANCH LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/30/2017 |
|
NOTE |
Sale
|
Sept. 28, 2016 |
$50,001 - $100,000 |
| Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership (PSXP) |
PSXP |
STOCK |
Sale
|
Sept. 28, 2016 |
$15,001 - $50,000 |
| Plains All American Pipeline, L.P. (PAA) |
PAA |
STOCK |
Purchase
|
Sept. 16, 2016 |
$50,001 - $100,000 |
| Noble Midstream Partners LP Common Units Representing Limited Partner Interests (NBLX) |
NBLX |
STOCK |
Purchase
|
Sept. 15, 2016 |
$15,001 - $50,000 |
| CREDIT SUISSE AG LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 07/20/2018 |
|
NOTE |
Purchase
|
Sept. 15, 2016 |
$100,001 - $250,000 |
| Enterprise Products Partners L.P. (EPD) |
EPD |
STOCK |
Sale
|
Sept. 15, 2016 |
$15,001 - $50,000 |
| Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership (PSXP) |
PSXP |
STOCK |
Sale
|
Sept. 14, 2016 |
$15,001 - $50,000 |
| MPLX LP Common Units Representing Limited Partner Interests (MPLX) |
MPLX |
STOCK |
Sale
|
Sept. 12, 2016 |
$1,001 - $15,000 |