|
K. Michael Conaway
|
house |
First Trust dJ Internet Index Fund (FdN) |
FDN |
ETF |
Purchase
|
Feb. 24, 2020 |
$$50,001 - $100,000 |
April 6, 2020 |
|
K. Michael Conaway
|
house |
boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 |
|
BOND |
Transfer to WF 10
|
Feb. 24, 2020 |
$$50,001 |
April 6, 2020 |
|
K. Michael Conaway
|
house |
boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 |
|
BOND |
Transfer from WF 95
|
Feb. 24, 2020 |
$$50,001 |
April 6, 2020 |
|
K. Michael Conaway
|
house |
baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 CPN 0.000% dUE 02/28/20 |
|
NOTE |
Transfer from WF 95
|
Feb. 24, 2020 |
$$50,001 |
April 6, 2020 |
|
K. Michael Conaway
|
house |
baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 |
|
NOTE |
Transfer to WF 10
|
Feb. 24, 2020 |
$$50,001 |
April 6, 2020 |
|
K. Michael Conaway
|
house |
baNK NoVa SCoTIa 0% bLS bC E CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 |
|
BOND |
E
|
Feb. 24, 2020 |
$$50,001 - $100,000 |
April 6, 2020 |
|
K. Michael Conaway
|
house |
baNK NoVa SCoTIa 0% bLS bC E CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 |
|
BOND |
E
|
Feb. 24, 2020 |
$$50,001 - $100,000 |
April 6, 2020 |
|
K. Michael Conaway
|
house |
goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Purchase
|
Feb. 18, 2020 |
$$15,001 - $50,000 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
First Trust Morningstar ETF (FdL) |
FDL |
ETF |
Sale (partial)
|
Feb. 18, 2020 |
$$15,001 - $50,000 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
First Trust Morningstar ETF (FdL) |
FDL |
ETF |
Sale
|
Feb. 18, 2020 |
$$1,001 - $15,000 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
Vanguard Utilities ETF (VPU) |
VPU |
ETF |
Purchase
|
Feb. 18, 2020 |
$$15,001 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
SPdR dow Jones Industrial average ETF (dIa) |
DIA |
ETF |
Purchase
|
Feb. 10, 2020 |
$$1,001 - $15,000 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
Principal U.S. Mega-Cap Multi-Factor Index ETF (USMC) |
USMC |
ETF |
Purchase
|
Feb. 10, 2020 |
$$15,001 - $50,000 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
Invesco QQQ Trust, Series 1 (QQQ) |
QQQ |
ETF |
Purchase
|
Feb. 10, 2020 |
$$15,001 - $50,000 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Purchase
|
Feb. 10, 2020 |
$$15,001 - $50,000 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Purchase
|
Feb. 10, 2020 |
$$15,001 - $50,000 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
Vanguard Utilities ETF (VPU) |
VPU |
ETF |
Purchase
|
Feb. 10, 2020 |
$$15,001 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
Vanguard Utilities ETF (VPU) |
VPU |
ETF |
Purchase
|
Feb. 10, 2020 |
$$15,001 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
Calamos Strategic Total Return Fund (CSQ) |
CSQ |
FUND |
Sale
|
Feb. 10, 2020 |
$$1,001 - $15,000 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
Vanguard div appreciation ETF (VIg) |
VIG |
ETF |
Purchase
|
Feb. 10, 2020 |
$$15,001 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
Vanguard Consumer Staples ETF (VdC) |
VDC |
ETF |
Purchase
|
Feb. 10, 2020 |
$$15,001 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
SPdR S&P dividend ETF (SdY) |
SDY |
ETF |
Purchase
|
Feb. 10, 2020 |
$$15,001 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
SPdR S&P 500 (SPY) |
SPY |
ETF |
Purchase
|
Feb. 10, 2020 |
$$15,001 - $50,000 |
March 10, 2020 |
|
K. Michael Conaway
|
house |
baNK NoVa SCoTIa 0% 1Y: b C LKD S&P 500 MTY 01/31/20 CPN 0.000% DUE 01/31/20 |
|
BOND |
Redemption
|
Jan. 31, 2020 |
$$50,001 - $100,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
boFa FIN LLC 0% 1Y: aCCELERaTED RETURN NTS LKD To S&P MTY 01/31/20 CPN 0.000% DUE 01/31/20 |
|
NOTE |
Redemption
|
Jan. 31, 2020 |
$$100,001 - $250,000 |
Feb. 7, 2020 |