| baNK NoVa SCoTIa 0% EdP bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 |
|
BOND |
Redemption
|
March 27, 2020 |
$50,001 |
| HSbC USa INC 0% EdP NTS LKd To EURo SToXX 50 INdEX MTY |
|
BOND |
Redemption
|
March 27, 2020 |
$15,001 - $50,000 |
| american Electric Power Company, Inc. (aEP) |
AEP |
STOCK |
S
|
March 18, 2020 |
$15,001 - $50,000 |
| SPdR dow Jones Industrial average ETF (dIa) |
DIA |
ETF |
Sale
|
March 18, 2020 |
$1,001 - $15,000 |
| SPdR dow Jones Industrial average ETF (dIa) |
DIA |
ETF |
Sale
|
March 18, 2020 |
$1,001 - $15,000 |
| diageo plc (dEo) |
DEO |
STOCK |
Sale (partial)
|
March 18, 2020 |
$1,001 - $15,000 |
| Northrop grumman Corporation (NoC) |
NOC |
STOCK |
New
|
March 18, 2020 |
$15,001 - $50,000 |
| diageo plc (dEo) |
DEO |
STOCK |
Sale
|
March 18, 2020 |
$1,001 - $15,000 |
| Vanguard FTSE developed Markets ETF (VEa) |
VEA |
ETF |
Sale
|
March 18, 2020 |
$1,001 - $15,000 |
| Vanguard Utilities ETF (VPU) |
VPU |
ETF |
Sale
|
March 18, 2020 |
$15,001 - $50,000 |
| Vanguard Utilities ETF (VPU) |
VPU |
ETF |
Sale
|
March 18, 2020 |
$15,001 - $50,000 |
| Southwest airlines Company (LUV) |
LUV |
STOCK |
Sale
|
March 18, 2020 |
$15,001 - $50,000 |
| Vanguard Utilities ETF (VPU) |
VPU |
ETF |
Sale
|
March 18, 2020 |
$15,001 |
| Walt disney Company (dIS) |
DIS |
STOCK |
Sale
|
March 18, 2020 |
$1,001 - $15,000 |
| Southwest airlines Company (LUV) |
LUV |
STOCK |
Sale
|
March 18, 2020 |
$15,001 - $50,000 |
| Vanguard div appreciation ETF (VIg) |
VIG |
ETF |
Sale
|
March 11, 2020 |
$15,001 - $50,000 |
| Vanguard Consumer Staples ETF (VdC) |
VDC |
ETF |
S
|
March 11, 2020 |
$15,001 - $50,000 |
| goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Sale
|
March 11, 2020 |
$50,001 - $100,000 |
| Vanguard div appreciation ETF (VIg) |
VIG |
ETF |
Sale
|
March 11, 2020 |
$50,001 - $100,000 |
| 3M Company (MMM) |
MMM |
STOCK |
S
|
March 11, 2020 |
$1,001 - $15,000 |
| SPdR S&P dividend ETF (SdY) |
SDY |
ETF |
S
|
March 11, 2020 |
$15,001 - $50,000 |
| SPdR S&P dividend ETF (SdY) |
SDY |
ETF |
S
|
March 11, 2020 |
$100,001 - $250,000 |
| SPdR S&P dividend ETF (SdY) |
SDY |
ETF |
S
|
March 11, 2020 |
$50,001 - $100,000 |
| The Travelers Companies, Inc. (TRV) |
TRV |
STOCK |
S
|
March 11, 2020 |
$1,001 - $15,000 |
| Vanguard Utilities ETF (VPU) |
VPU |
ETF |
Sale
|
March 10, 2020 |
$15,001 |
| Vanguard Consumer Staples ETF (VdC) |
VDC |
ETF |
Sale
|
March 10, 2020 |
$15,001 - $50,000 |
| First Trust dJ Internet Index Fund (FdN) |
FDN |
ETF |
Sale
|
March 10, 2020 |
$50,001 - $100,000 |
| SPdR S&P dividend ETF (SdY) |
SDY |
ETF |
E
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| baNK NoVa SCoTIa 0% bLS bC E CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 |
|
BOND |
E
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| baNK NoVa SCoTIa 0% bLS bC E CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 |
|
BOND |
E
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 |
|
NOTE |
Transfer to WF 10
|
Feb. 24, 2020 |
$50,001 |
| baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 CPN 0.000% dUE 02/28/20 |
|
NOTE |
Transfer from WF 95
|
Feb. 24, 2020 |
$50,001 |
| boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 |
|
BOND |
Transfer from WF 95
|
Feb. 24, 2020 |
$50,001 |
| boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 |
|
BOND |
Transfer to WF 10
|
Feb. 24, 2020 |
$50,001 |
| First Trust dJ Internet Index Fund (FdN) |
FDN |
ETF |
Purchase
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| First Trust dJ Internet Index Fund (FdN) |
FDN |
ETF |
Purchase
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| First Trust Morningstar ETF (FdL) |
FDL |
ETF |
Purchase
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| First Trust Morningstar ETF (FdL) |
FDL |
ETF |
Purchase
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| goldman Sachs activebeta U.S. E Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Transfer to WF 10
|
Feb. 24, 2020 |
$100,001 - $250,000 |
| goldman Sachs activebeta U.S. E Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Transfer from WF 95
|
Feb. 24, 2020 |
$100,001 - $250,000 |
| HSbC USa INC 0% bLS aUToCaLL LKd EURo SToXX 50 IdX |
|
OPTION |
Transfer from WF 95
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| HSbC USa INC 0% bLS aUToCaLL LKd EURo SToXX 50 IdX |
|
OPTION |
Transfer to WF 10
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| Principal U.S. Mega-Cap Multi-Factor Index ETF (USMC) |
USMC |
ETF |
Purchase
|
Feb. 24, 2020 |
$100,001 - $250,000 |
| Principal U.S. Mega-Cap Multi-Factor Index ETF (USMC) |
USMC |
ETF |
Purchase
|
Feb. 24, 2020 |
$100,001 - $250,000 |
| SPdR S&P 500 (SPY) |
SPY |
ETF |
Purchase
|
Feb. 24, 2020 |
$100,001 - $250,000 |
| SPdR S&P 500 (SPY) |
SPY |
ETF |
Purchase
|
Feb. 24, 2020 |
$100,001 - $250,000 |
| SPdR S&P dividend ETF (SdY) |
SDY |
ETF |
E
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| Vanguard Consumer Staples ETF (VdC) |
VDC |
ETF |
E
|
Feb. 24, 2020 |
$100,001 - $250,000 |
| Vanguard Consumer Staples ETF (VdC) |
VDC |
ETF |
E
|
Feb. 24, 2020 |
$100,001 - $250,000 |
| Vanguard div appreciation ETF (VIg) |
VIG |
ETF |
Purchase
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| Vanguard div appreciation ETF (VIg) |
VIG |
ETF |
Purchase
|
Feb. 24, 2020 |
$50,001 - $100,000 |
| Vanguard Utilities ETF (VPU) |
VPU |
ETF |
Purchase
|
Feb. 24, 2020 |
$15,001 |
| Vanguard Utilities ETF (VPU) |
VPU |
ETF |
Purchase
|
Feb. 24, 2020 |
$15,001 |