K. Michael Conaway — March 10, 2020

Disclosure Details

Disclosure document

Year: 2020

Filing Date: March 10, 2020

Branch: house

Periodic Transaction Report

Asset	Ticker	Category	Type	Transaction Date	Amount
BARCLAYS BK PLC 0% BLS Capped LEVERAGE INDEX RETURN NT MTY 02/28/2020		NOTE	Redemption	Feb. 28, 2020	$50,001 - $100,000
BARCLAYS BK PLC 0% BLS Capped LEVERAGE INDEX RETURN NT MTY 02/28/2020		NOTE	Redemption	Feb. 28, 2020	$50,001 - $100,000
First Trust Morningstar ETF (FdL)	FDL	ETF	Sale	Feb. 26, 2020	$15,001 - $50,000
Vanguard Utilities ETF (VPU)	VPU	ETF	Purchase	Feb. 25, 2020	$50,001
First Trust Morningstar ETF (FdL)	FDL	ETF	Sale (partial)	Feb. 25, 2020	$15,001 - $50,000
goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC)	GSLC	ETF	Purchase	Feb. 18, 2020	$15,001 - $50,000
First Trust Morningstar ETF (FdL)	FDL	ETF	Sale (partial)	Feb. 18, 2020	$15,001 - $50,000
Vanguard Utilities ETF (VPU)	VPU	ETF	Purchase	Feb. 18, 2020	$15,001
First Trust Morningstar ETF (FdL)	FDL	ETF	Sale	Feb. 18, 2020	$1,001 - $15,000
Principal U.S. Mega-Cap Multi-Factor Index ETF (USMC)	USMC	ETF	Purchase	Feb. 10, 2020	$15,001 - $50,000
SPdR dow Jones Industrial average ETF (dIa)	DIA	ETF	Purchase	Feb. 10, 2020	$1,001 - $15,000
SPdR S&P 500 (SPY)	SPY	ETF	Purchase	Feb. 10, 2020	$15,001 - $50,000
SPdR S&P dividend ETF (SdY)	SDY	ETF	Purchase	Feb. 10, 2020	$15,001
Vanguard Consumer Staples ETF (VdC)	VDC	ETF	Purchase	Feb. 10, 2020	$15,001
Vanguard div appreciation ETF (VIg)	VIG	ETF	Purchase	Feb. 10, 2020	$15,001
Vanguard Utilities ETF (VPU)	VPU	ETF	Purchase	Feb. 10, 2020	$15,001
Vanguard Utilities ETF (VPU)	VPU	ETF	Purchase	Feb. 10, 2020	$15,001
Calamos Strategic Total Return Fund (CSQ)	CSQ	FUND	Sale	Feb. 10, 2020	$1,001 - $15,000
goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC)	GSLC	ETF	Purchase	Feb. 10, 2020	$15,001 - $50,000
goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC)	GSLC	ETF	Purchase	Feb. 10, 2020	$15,001 - $50,000
Invesco QQQ Trust, Series 1 (QQQ)	QQQ	ETF	Purchase	Feb. 10, 2020	$15,001 - $50,000