|
Michael T. McCaul
|
house |
ROITHON/TRAY LLC G CO |
|
PRIVATE EQUITY |
PURCHASE
|
Feb. 28, 2020 |
$$1,000-$15,000 |
May 6, 2020 |
|
Michael T. McCaul
|
house |
AUTONOX NVCC INC |
|
PRIVATE EQUITY |
PURCHASE
|
Feb. 28, 2020 |
$$1,000-$15,000 |
May 6, 2020 |
|
Dean Phillips
|
house |
a.o. smith Corporation (aos) |
AOS |
STOCK |
Sale
|
Feb. 28, 2020 |
$$1,001 - $15,000 |
March 12, 2020 |
|
Dean Phillips
|
house |
Baxter International Inc. (BaX) |
BAX |
STOCK |
P
|
Feb. 28, 2020 |
$$1,001 - $15,000 |
March 12, 2020 |
|
Michael T. McCaul
|
house |
LMI FAMILY INVESTMENTS LP (13.282% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
Feb. 28, 2020 |
$$1,000-$15,000 |
May 6, 2020 |
|
Michael T. McCaul
|
house |
PHILIPS PHILIPS NV |
PHIA |
STOCK |
PURCHASE
|
Feb. 28, 2020 |
$$1,000-$15,000 |
May 6, 2020 |
|
Michael T. McCaul
|
house |
UBS CARNEY HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Feb. 28, 2020 |
$$1,000-$15,000 |
May 6, 2020 |
|
Dean Phillips
|
house |
alliance Data systems Corporation (aDs) |
ADS |
STOCK |
P
|
Feb. 28, 2020 |
$$1,001 - $15,000 |
March 12, 2020 |
|
Michael T. McCaul
|
house |
FC Prediction |
|
nan |
PURCHASE
|
Feb. 28, 2020 |
$$1,000-$15,000 |
May 6, 2020 |
|
Michael T. McCaul
|
house |
NEUMAN PAPER INC |
|
STOCK |
PURCHASE
|
Feb. 28, 2020 |
$$1,000-$15,000 |
May 6, 2020 |
|
Michael T. McCaul
|
house |
NEUMAN PAPER INC |
|
STOCK |
PURCHASE
|
Feb. 28, 2020 |
$$1,000-$15,000 |
May 6, 2020 |
|
Michael T. McCaul
|
house |
Sana Biotech USA, Inc. |
SANA |
STOCK |
PURCHASE
|
Feb. 28, 2020 |
$$1,000-$15,000 |
May 6, 2020 |
|
Unknown
|
Unknown |
AQDIS INC UNSOLICITED |
|
PRIVATE EQUITY |
purchase
|
Feb. 28, 2020 |
$$15,001 - $50,000 |
None |
|
Unknown
|
Unknown |
BARCLAYS BK PLC 0% BLS Capped LEVERAGE INDEX RETURN NT MTY 02/28/2020 |
|
NOTE |
Redemption
|
Feb. 28, 2020 |
$$50,001 - $100,000 |
None |
|
Unknown
|
Unknown |
BARCLAYS BK PLC 0% BLS Capped LEVERAGE INDEX RETURN NT MTY 02/28/2020 |
|
NOTE |
Redemption
|
Feb. 28, 2020 |
$$50,001 - $100,000 |
None |
|
Unknown
|
Unknown |
NVIdIA Corporation (NVdA) |
NVDA |
STOCK |
Purchase
|
Feb. 28, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
allergan plc ordinary shares (agN) |
AGN |
STOCK |
s
|
Feb. 28, 2020 |
$$1,001 - $15,000 |
None |
|
Vern Buchanan
|
house |
Indianapolis IN Loca 5% S |
|
BOND |
Purchase
|
Feb. 27, 2020 |
$$50,001 - $100,000 |
March 31, 2020 |
|
Vern Buchanan
|
house |
Chicago IL Met Wtr R 5% S |
|
BOND |
Purchase
|
Feb. 27, 2020 |
$$50,001 - $100,000 |
March 31, 2020 |
|
Michael T. McCaul
|
house |
NEUMAN PAPER INC |
|
STOCK |
SALE
|
Feb. 27, 2020 |
$$1,000-15,000 |
May 6, 2020 |
|
Unknown
|
Unknown |
Della Airlines |
|
nan |
PURCHASE
|
Feb. 27, 2020 |
$$1,000-15,000 |
None |
|
Unknown
|
Unknown |
VANGUARD MED SYS INC |
|
nan |
PURCHASE
|
Feb. 27, 2020 |
$$1,000-15,000 |
None |
|
Unknown
|
Unknown |
ISHARES SHORT MATURITY BOND ETF (NEAR) |
NEAR |
ETF |
Purchase
|
Feb. 27, 2020 |
$$1,000,001 - $5,000,000 |
None |
|
Unknown
|
Unknown |
HAWAII ST |
|
FIXED INCOME |
Sale
|
Feb. 27, 2020 |
$$15,001-250,000 |
None |
|
Unknown
|
Unknown |
ISHARES EDGE MSCI MIN VOL EAFE ETF (EFAV) |
EFAV |
ETF |
Purchase
|
Feb. 27, 2020 |
$$5,000,001 - $25,000,000 |
None |