| AMERICAN BEACON AHL MNGD (AHLYX) |
AHLYX |
FUND |
Purchase
|
March 2, 2020 |
$100,001 - $250,000 |
| ISHARES RUSSELL MID-CAP ETF (IWR) |
IWR |
ETF |
Purchase
|
March 2, 2020 |
$500,001 - $1,000,000 |
| E V GLOBAL MACRO ABS RET ADV I (EGRIX) |
EGRIX |
FUND |
Purchase
|
March 2, 2020 |
$250,001 - $500,000 |
| CAUSEWAY INTL VALUE INSTL (CIVIX) |
CIVIX |
FUND |
Purchase
|
March 2, 2020 |
$500,001 - $1,000,000 |
| CLEARBRIDGE LARGE CAP GWTH I (SBLYX) |
SBLYX |
FUND |
Purchase
|
March 2, 2020 |
$500,001 - $1,000,000 |
| HARDING LOEVNER INTL EQTY INST (HLMIX) |
HLMIX |
FUND |
Purchase
|
March 2, 2020 |
$1,000,001 - $5,000,000 |
| FRANKLIN FED INTM TRM TXFR ADV (FITZX) |
FITZX |
FUND |
Purchase
|
March 2, 2020 |
$1,000,001 - $5,000,000 |
| EV HIGH YIELD MUNI INCOME I (EIHYX) |
EIHYX |
FUND |
Purchase
|
March 2, 2020 |
$500,001 - $1,000,000 |
| WESTERN ASSET MACRO OPPORT I (LAOIX) |
LAOIX |
FUND |
Purchase
|
March 2, 2020 |
$100,001 - $250,000 |
| iShares Core MSCI Emerging Markets ETF (IEMG) |
IEMG |
ETF |
Purchase
|
March 2, 2020 |
$500,001 - $1,000,000 |
| iShares Core MSCI EAFE ETF (IEFA) |
IEFA |
ETF |
Purchase
|
March 2, 2020 |
$1,000,001 - $5,000,000 |
| BLACKSTONE ALT MULT-STRAT INST (BXMIX) |
BXMIX |
FUND |
Purchase
|
March 2, 2020 |
$250,001 - $500,000 |
| Vanguard Russell 1000 Value ETF (VONV) |
VONV |
ETF |
Purchase
|
March 2, 2020 |
$500,001 - $1,000,000 |
| Vanguard Russell 1000 Growth ETF (VONG) |
VONG |
ETF |
Purchase
|
March 2, 2020 |
$1,000,001 - $5,000,000 |
| JHF SEAPORT LONG/SHORT FUND I (JSFDX) |
JSFDX |
FUND |
Purchase
|
March 2, 2020 |
$250,001 - $500,000 |
| LAZARD EMERG MKTS CORE EQ I (ECEIX) |
ECEIX |
FUND |
Purchase
|
March 2, 2020 |
$250,001 - $500,000 |
| ISHARES SELECT DIVIDEND ETF (DVY) |
DVY |
ETF |
Purchase
|
March 2, 2020 |
$1,000,001 - $5,000,000 |
| JP MORGAN EQUITY INCOME I (HLIEX) |
HLIEX |
FUND |
Purchase
|
March 2, 2020 |
$1,000,001 - $5,000,000 |
| BLACKROCK EVENT DRIVEN EQ INST (BILPX) |
BILPX |
FUND |
Purchase
|
March 2, 2020 |
$250,001 - $500,000 |
| LORD ABBOT NATL TX FR INC F (LANFX) |
LANFX |
FUND |
Purchase
|
March 2, 2020 |
$500,001 - $1,000,000 |
| ISHARES EDGE MSCI MIN VOL USA ETF (USMV) |
USMV |
ETF |
Purchase
|
Feb. 27, 2020 |
$5,000,001 - $25,000,000 |
| iShares Floating Rate Note (FLOT) |
FLOT |
ETF |
Purchase
|
Feb. 27, 2020 |
$1,000,001 - $5,000,000 |
| ISHARES SHORT MATURITY BOND ETF (NEAR) |
NEAR |
ETF |
Purchase
|
Feb. 27, 2020 |
$1,000,001 - $5,000,000 |
| ISH TR CORE DIVID GROWTH ETF (DGRO) |
DGRO |
ETF |
Purchase
|
Feb. 27, 2020 |
$5,000,001 - $25,000,000 |
| ISHARES CORE S&P MID-CAP ETF (IJF) |
IJF |
ETF |
Purchase
|
Feb. 27, 2020 |
$1,000,001 - $5,000,000 |
| ISHARES CORE S&P SMALL-CAP ETF (IJR) |
IJR |
ETF |
Purchase
|
Feb. 27, 2020 |
$1,000,001 - $5,000,000 |
| ISHARES TIPS BOND ETF (TIP) |
TIP |
ETF |
Purchase
|
Feb. 27, 2020 |
$1,000,001 - $5,000,000 |
| ISHARES EDGE MSCI MIN VOL EAFE ETF (EFAV) |
EFAV |
ETF |
Purchase
|
Feb. 27, 2020 |
$5,000,001 - $25,000,000 |
| ISHARES INTERMEDIATE TERM CORP BND ETF (IGIB) |
IGIB |
ETF |
Purchase
|
Feb. 27, 2020 |
$5,000,001 - $25,000,000 |
| ISHARES S&P 500 GROWTH (IVW) |
IVW |
ETF |
Purchase
|
Feb. 27, 2020 |
$5,000,001 - $25,000,000 |
| ISHARES CORE HIGH DIVIDEND ETF (HDV) |
HDV |
ETF |
Purchase
|
Feb. 27, 2020 |
$5,000,001 - $25,000,000 |
| US TSY NOTE 02.250% |
|
NOTE |
Purchase
|
Feb. 21, 2020 |
$1,000,001 - $5,000,000 |
| BLACKSTONE REAL ESTATE INCOME TRUST INC ESCROW MFQGIE |
BREIT |
REAL ESTATE |
Purchase
|
Feb. 21, 2020 |
$5,000,001 - $25,000,000 |
| Eaton Vance Tax-Managed Global Div Inc I (EIDIX) |
EIDIX |
FUND |
Purchase
|
Feb. 21, 2020 |
$5,000,001 - $25,000,000 |
| CenturyLink Inc (CTL) |
CTL |
STOCK |
Sale
|
Feb. 10, 2020 |
$50,001 - $100,000 |
| SVG THRIVE FUND LLC |
|
FUND |
Purchase
|
Feb. 10, 2020 |
$100,001 - $250,000 |
| IMPELE HOLDINGS |
|
PRIVATE EQUITY |
Purchase
|
Feb. 10, 2020 |
$50,001 - $100,000 |
| TALLWAVE CAPITAL |
|
PRIVATE EQUITY |
Purchase
|
Feb. 10, 2020 |
$50,001 - $100,000 |
| GEOTHERMIC SOLUTION |
|
STOCK |
Purchase
|
Feb. 9, 2020 |
$1,001 - $15,000 |