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Politician Branch Asset Ticker Category Type Transaction Date Amount Filing Date
Thomas R Carper senate 9.5% due 10/17/14 JPM Autocall Freeport McMoran FIXED INCOME Sale (Full) Jan. 16, 2014 $$15,001 - $50,000 Feb. 5, 2014
Thomas R Carper senate 8.6% due 1/8/15 HSBC Autocall Broadcom FIXED INCOME Purchase Jan. 3, 2014 $$15,001 - $50,000 Feb. 5, 2014
Thomas R Carper senate 11.15% due 9/30/16 RBC Autocall Blackstone FIXED INCOME Sale (Full) Jan. 2, 2014 $$15,001 - $50,000 Feb. 5, 2014
Thomas R Carper senate E. I. du Pont de Nemours and Company (NYSE) DD STOCK Purchase Dec. 16, 2013 $$1,001 - $15,000 May 13, 2015
THOMAS R CARPER senate Contingent Autocall FOX 10 20% 10.4% due 12/11/1714 FIXED INCOME Purchase Dec. 13, 2013 $$1,000,001 - $5,000,000 Jan. 7, 2014
THOMAS R CARPER senate Halliburton HAL STOCK Purchase Dec. 12, 2013 $Over $1,000,000*** Jan. 7, 2014
THOMAS R CARPER senate Microsoft (stock) MSFT STOCK Sale Dec. 6, 2013 $$250,001 - $500,000 Jan. 7, 2014
THOMAS R CARPER senate Microsoft (stock) MSFT STOCK Exchange Dec. 6, 2013 $$500,001 - $1,000,000 Jan. 7, 2014
THOMAS R CARPER senate Argan inc AGX STOCK Sale Oct. 25, 2013 $Over $1,000,000*** April 29, 2014
THOMAS R CARPER senate Leggett & Platt LEG STOCK Sale Oct. 25, 2013 $$1,000,001 - $5,000,000 April 29, 2014
THOMAS R CARPER senate JP Morgan Autocall Potash STRUCTURED PRODUCT Sale Oct. 18, 2013 $$500,001 - $1,000,000 April 29, 2014
THOMAS R CARPER senate JP Morgan Autocall Potash STRUCTURED PRODUCT Sale Oct. 18, 2013 $$250,001 - $500,000 April 29, 2014
Thomas R Carper senate E. I. du Pont de Nemours and Company (NYSE) DD STOCK Purchase Sept. 13, 2013 $$1,001 - $15,000 May 13, 2015
Thomas R Carper senate E. I. du Pont de Nemours and Company (NYSE) DD STOCK Purchase June 13, 2013 $$1,001 - $15,000 May 13, 2015
THOMAS R CARPER senate Delaware SI Health Facilities Bond BOND Sale June 11, 2013 $$100,001 - $250,000 April 29, 2014
Thomas R Carper senate E. I. du Pont de Nemours and Company (NYSE) DD STOCK Purchase March 15, 2013 $$1,001 - $15,000 May 13, 2015
Thomas R Carper senate E. I. du Pont de Nemours and Company (NYSE) DD STOCK Purchase Dec. 17, 2012 $$1,001 - $15,000 May 13, 2015
Thomas R Carper senate E. I. du Pont de Nemours and Company (NYSE) DD STOCK Purchase Sept. 13, 2012 $$1,001 - $15,000 May 13, 2015