Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Contingent Autocall Dow Chem | DOW | OPTION | Purchase | nan | |
| MSTADOTIC ITC | nan | Purchase | $15,001 - $50,000 | ||
| IBM Com stock (NYSE) | IBM | STOCK | Purchase | $1,001 - $15,000 | |
| Contingent Autocall FOX 10 20% 10.4% due 12/11/1714 | FIXED INCOME | Purchase | Dec. 13, 2013 | $1,000,001 - $5,000,000 | |
| Halliburton | HAL | STOCK | Purchase | Dec. 12, 2013 | Over $1,000,000*** |
| Microsoft (stock) | MSFT | STOCK | Exchange | Dec. 6, 2013 | $500,001 - $1,000,000 |
| Microsoft (stock) | MSFT | STOCK | Sale | Dec. 6, 2013 | $250,001 - $500,000 |