Thomas R Carper — Feb. 5, 2014

Disclosure Details

Politician: Thomas R Carper
Disclosure document
Year: 2014
Filing Date: Feb. 5, 2014
Branch: senate

Periodic Transaction Report

Asset Ticker Category Type Transaction Date Amount
12% due 10/21/16 JPM Autocall Potash FIXED INCOME Sale (Full) Jan. 24, 2014 $1,001 - $15,000
8.05% due 1/27/17 UBS Autocall Potash FIXED INCOME Purchase Jan. 24, 2014 $1,001 - $15,000
12% due 10/21/16 JPM Autocall Potash FIXED INCOME Sale (Full) Jan. 24, 2014 $15,001 - $50,000
8.05% due 1/27/17 UBS Autocall Potash FIXED INCOME Purchase Jan. 24, 2014 $15,001 - $50,000
8.05% due 1/26/15 MS Autocall FCX FCX FIXED INCOME Purchase Jan. 21, 2014 $15,001 - $50,000
MIRAE Emerging Markets Fund FUND Purchase Jan. 17, 2014 $1,001 - $15,000
I - Shares MSCI EAFE EFA ETF Purchase Jan. 17, 2014 $1,001 - $15,000
I - Shares Russell 1000 Value IVOL ETF Purchase Jan. 17, 2014 $1,001 - $15,000
SPDR Trust Series 1 SPY ETF Purchase Jan. 17, 2014 $1,001 - $15,000
I - Shares S&P Midcap 400 IJH ETF Purchase Jan. 17, 2014 $1,001 - $15,000
9.5% due 10/17/14 JPM Autocall Freeport McMoran FIXED INCOME Sale (Full) Jan. 16, 2014 $15,001 - $50,000
8.6% due 1/8/15 HSBC Autocall Broadcom FIXED INCOME Purchase Jan. 3, 2014 $15,001 - $50,000
11.15% due 9/30/16 RBC Autocall Blackstone FIXED INCOME Sale (Full) Jan. 2, 2014 $15,001 - $50,000