|
Thomas MacArthur
|
house |
CoNTINENTAL RESoURCES 05.000% 091522 |
|
BOND |
S
|
Oct. 6, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Ericsson - ADS each representing 1 underlying Class B share (ERIC) |
ERIC |
STOCK |
Purchase
|
Oct. 6, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
LKQ CoRP NTS B/E 04.750% 051523 |
LKQ |
BOND |
P
|
Oct. 6, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
RICE ENERgY INC NTS B/E 06.250% 050122 |
|
BOND |
P
|
Oct. 6, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
CoNTINENTAL RESoURCES 05.000% 091522 |
|
BOND |
S
|
Oct. 5, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
China Mobile Limited (CHL) |
CHL |
STOCK |
P
|
Oct. 5, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
HCA INC B/E 05.875% 021526 |
HCA |
BOND |
P
|
Oct. 5, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
gLP CAP L P / gLP FINg 04.875% |
|
BOND |
S
|
Oct. 5, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
DYNEgY INC NTS B/E 06.750% 110119 |
|
BOND |
Sale
|
Oct. 4, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
BLACKRoCK HIgH YIELD BoND I |
HYG |
ETF |
Purchase
|
Oct. 3, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares (VoD) |
VOD |
STOCK |
Sale
|
Oct. 3, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
DYNEgY INC NTS B/E 06.750% 110119 |
|
BOND |
Sale
|
Oct. 3, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
TRIBUNE MEDIA Co NTS B/E 05.875% P 09/26/2016 |
|
BOND |
P
|
Oct. 1, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
CIT gRoUP INC B/E 05.250% 031518 |
|
BOND |
S
|
Sept. 30, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
CBS oUTDooR AMERICAS 05.625% 021524 |
|
BOND |
Purchase
|
Sept. 30, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
DYNEgY INC NTS B/E 06.750% 110119 |
|
BOND |
Sale
|
Sept. 30, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
P
|
Sept. 30, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
P
|
Sept. 30, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Atos origin SA Unsponsored ADR (AEXAY) |
AEXAY |
STOCK |
Sale
|
Sept. 29, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
DYNEgY INC NTS B/E 06.750% 110119 |
|
BOND |
Sale
|
Sept. 29, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
DYNEgY INC NTS B/E 06.750% 110119 |
|
BOND |
Sale
|
Sept. 28, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
TRIBUNE MEDIA Co NTS B/E 05.875% |
|
BOND |
P
|
Sept. 27, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
DIAMoNDBACK ENERgY INC 07.625% 100121 |
FANG |
BOND |
Sale
|
Sept. 27, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
P
|
Sept. 26, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Vanguard Mid-Cap Value ETF - DNQ (VoE) |
VOE |
ETF |
P
|
Sept. 26, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |