| Adient plc ordinary Shares (ADNT) |
ADNT |
STOCK |
E
|
Oct. 31, 2016 |
$15,001 - $50,000 |
| Adient plc ordinary Shares (ADNT) |
ADNT |
STOCK |
E
|
Oct. 31, 2016 |
$1,001 - $15,000 |
| Adient plc ordinary Shares (ADNT) |
ADNT |
STOCK |
E
|
Oct. 31, 2016 |
$1,001 - $15,000 |
| LIFEPoINT HoSP INC NTS 05.875% 120123 |
|
NOTE |
S
|
Oct. 28, 2016 |
$1,001 - $15,000 |
| LKQ CoRP NTS B/E 04.750% 051523 |
LKQ |
BOND |
P
|
Oct. 27, 2016 |
$1,001 - $15,000 |
| CINEMARK INC NTS B/E 05.125% 121522 |
|
BOND |
S
|
Oct. 27, 2016 |
$1,001 - $15,000 |
| DNB ASA SPoNSoRED ADR |
DNB |
STOCK |
Purchase
|
Oct. 26, 2016 |
$1,001 - $15,000 |
| SEAgATE HDD CAYMAN B/E 04.750% 010125 |
|
BOND |
Purchase
|
Oct. 26, 2016 |
$1,001 - $15,000 |
| TEMPUR SEALY INTL INC 05.500% |
|
BOND |
P
|
Oct. 25, 2016 |
$1,001 - $15,000 |
| SEAgATE HDD CAYMAN B/E 04.750% 010125 |
|
BOND |
Purchase
|
Oct. 25, 2016 |
$1,001 - $15,000 |
| AEgoN N.V. (AEg) |
AGN |
STOCK |
P
|
Oct. 25, 2016 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% |
THC |
BOND |
S
|
Oct. 24, 2016 |
$1,001 - $15,000 |
| DNB ASA SPoNSoRED ADR (DNHBY) |
DNHBY |
STOCK |
Purchase
|
Oct. 21, 2016 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% |
THC |
BOND |
S
|
Oct. 21, 2016 |
$1,001 - $15,000 |
| TEMPUR SEALY INTL INC 05.500% |
|
BOND |
P
|
Oct. 21, 2016 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% |
THC |
BOND |
S
|
Oct. 20, 2016 |
$1,001 - $15,000 |
| China Mobile Limited (CHL) |
CHL |
STOCK |
P
|
Oct. 20, 2016 |
$1,001 - $15,000 |
| DNB ASA SPoNSoRED ADR (DNHBY) |
DNHBY |
STOCK |
Purchase
|
Oct. 20, 2016 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% |
THC |
BOND |
S
|
Oct. 20, 2016 |
$1,001 - $15,000 |
| RADIAN gRoUP INC NTS B/E 5.500% 060119 |
|
BOND |
S
|
Oct. 19, 2016 |
$1,001 - $15,000 |
| Airbus group Unsponsored ADR (EADSY) |
EADSY |
STOCK |
P
|
Oct. 18, 2016 |
$15,001 - $50,000 |
| SPRINT CAPITAL CoRP 06.900% 050119 |
|
BOND |
Sale
|
Oct. 18, 2016 |
$1,001 - $15,000 |
| SPRINgLEAF FIN CoRP NTS 08.250% 121520 |
|
BOND |
Purchase
|
Oct. 18, 2016 |
$1,001 - $15,000 |
| Ericsson - ADS each representing 1 underlying Class B share (ERIC) |
ERIC |
STOCK |
Sale
|
Oct. 17, 2016 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
S
|
Oct. 14, 2016 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
Oct. 14, 2016 |
$50,001 - $100,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Sale
|
Oct. 14, 2016 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
S
|
Oct. 14, 2016 |
$15,001 - $50,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Sale
|
Oct. 14, 2016 |
$15,001 - $50,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
S
|
Oct. 14, 2016 |
$1,001 - $15,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
Purchase
|
Oct. 14, 2016 |
$1,001 - $15,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
Purchase
|
Oct. 14, 2016 |
$1,001 - $15,000 |
| D/B/A Chubb Limited New (CB) |
CB |
STOCK |
Sale
|
Oct. 14, 2016 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
S
|
Oct. 14, 2016 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
S
|
Oct. 14, 2016 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
S
|
Oct. 14, 2016 |
$1,001 - $15,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Sale
|
Oct. 14, 2016 |
$1,001 - $15,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
Purchase
|
Oct. 14, 2016 |
$100,001 - $250,000 |
| Societe generale France Sponsored ADR (SCgLY) |
SCGLY |
STOCK |
Purchase
|
Oct. 13, 2016 |
$1,001 - $15,000 |
| BLUE CUBE SPINCo INC NTS 10.000% 101525 |
|
NOTE |
Purchase
|
Oct. 13, 2016 |
$1,001 - $15,000 |
| Banco Bilbao Vizcaya Argentaria S.A. (BBVA) |
BBVA |
STOCK |
Purchase
|
Oct. 13, 2016 |
$1,001 - $15,000 |
| Julius Baer group Ltd Unsponsored ADR (JBAXY) |
JBAXY |
STOCK |
P
|
Oct. 13, 2016 |
$1,001 - $15,000 |
| Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares (VoD) |
VOD |
STOCK |
Sale
|
Oct. 13, 2016 |
$15,001 - $50,000 |
| E.oN SE Sponsored ADR (EoNgY) |
EoNgY |
STOCK |
Purchase
|
Oct. 13, 2016 |
$1,001 - $15,000 |
| MgIC INVMT CoRP NTS B/E 05.750% 081523 |
|
FIXED INCOME |
Purchase
|
Oct. 13, 2016 |
$1,001 - $15,000 |
| SABINE PASS LIQUEFACTIoN 05.625% 030125 |
|
BOND |
Purchase
|
Oct. 12, 2016 |
$15,001 - $50,000 |
| CONTINENTAL RESOURCES 05.000% S 10/12/2016 |
|
BOND |
Purchase
|
Oct. 12, 2016 |
$1,001 - $15,000 |
| Ericsson - ADS each representing 1 underlying Class B share (ERIC) |
ERIC |
STOCK |
Sale
|
Oct. 12, 2016 |
$15,001 - $50,000 |
| Total S.A. (ToT) |
TOT |
STOCK |
P
|
Oct. 12, 2016 |
$15,001 - $50,000 |
| RICE ENERgY INC NTS B/E 06.250% 050122 |
|
BOND |
P
|
Oct. 11, 2016 |
$1,001 - $15,000 |
| HERTZ CoRP NTS B/E 06.750% 041519 |
|
BOND |
S
|
Oct. 11, 2016 |
$15,001 - $50,000 |
| Unibail-Rodamco SE Unsponsored ADR (UNRDY) |
UNRDY |
STOCK |
S
|
Oct. 10, 2016 |
$15,001 - $50,000 |
| National grid Transco, PLC National grid PLC (Ngg) |
NGG |
STOCK |
Sale
|
Oct. 10, 2016 |
$15,001 - $50,000 |
| CIT gRoUP INC B/E 05.250% 031518 |
|
BOND |
S
|
Oct. 7, 2016 |
$1,001 - $15,000 |
| Ericsson - ADS each representing 1 underlying Class B share (ERIC) |
ERIC |
STOCK |
Purchase
|
Oct. 6, 2016 |
$1,001 - $15,000 |
| CoNTINENTAL RESoURCES 05.000% 091522 |
|
BOND |
S
|
Oct. 6, 2016 |
$1,001 - $15,000 |
| RICE ENERgY INC NTS B/E 06.250% 050122 |
|
BOND |
P
|
Oct. 6, 2016 |
$1,001 - $15,000 |
| LKQ CoRP NTS B/E 04.750% 051523 |
LKQ |
BOND |
P
|
Oct. 6, 2016 |
$1,001 - $15,000 |
| HCA INC B/E 05.875% 021526 |
HCA |
BOND |
P
|
Oct. 5, 2016 |
$15,001 - $50,000 |
| gLP CAP L P / gLP FINg 04.875% |
|
BOND |
S
|
Oct. 5, 2016 |
$15,001 - $50,000 |
| CoNTINENTAL RESoURCES 05.000% 091522 |
|
BOND |
S
|
Oct. 5, 2016 |
$1,001 - $15,000 |
| China Mobile Limited (CHL) |
CHL |
STOCK |
P
|
Oct. 5, 2016 |
$15,001 - $50,000 |
| DYNEgY INC NTS B/E 06.750% 110119 |
|
BOND |
Sale
|
Oct. 4, 2016 |
$1,001 - $15,000 |
| BLACKRoCK HIgH YIELD BoND I |
HYG |
ETF |
Purchase
|
Oct. 3, 2016 |
$1,001 - $15,000 |
| DYNEgY INC NTS B/E 06.750% 110119 |
|
BOND |
Sale
|
Oct. 3, 2016 |
$1,001 - $15,000 |
| Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares (VoD) |
VOD |
STOCK |
Sale
|
Oct. 3, 2016 |
$15,001 - $50,000 |
| TRIBUNE MEDIA Co NTS B/E 05.875% P 09/26/2016 |
|
BOND |
P
|
Oct. 1, 2016 |
$1,001 - $15,000 |
| DYNEgY INC NTS B/E 06.750% 110119 |
|
BOND |
Sale
|
Sept. 30, 2016 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
P
|
Sept. 30, 2016 |
$1,001 - $15,000 |
| CIT gRoUP INC B/E 05.250% 031518 |
|
BOND |
S
|
Sept. 30, 2016 |
$1,001 - $15,000 |
| CBS oUTDooR AMERICAS 05.625% 021524 |
|
BOND |
Purchase
|
Sept. 30, 2016 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
P
|
Sept. 30, 2016 |
$1,001 - $15,000 |
| DYNEgY INC NTS B/E 06.750% 110119 |
|
BOND |
Sale
|
Sept. 29, 2016 |
$1,001 - $15,000 |
| Atos origin SA Unsponsored ADR (AEXAY) |
AEXAY |
STOCK |
Sale
|
Sept. 29, 2016 |
$1,001 - $15,000 |
| DYNEgY INC NTS B/E 06.750% 110119 |
|
BOND |
Sale
|
Sept. 28, 2016 |
$1,001 - $15,000 |
| TRIBUNE MEDIA Co NTS B/E 05.875% |
|
BOND |
P
|
Sept. 27, 2016 |
$1,001 - $15,000 |
| DIAMoNDBACK ENERgY INC 07.625% 100121 |
FANG |
BOND |
Sale
|
Sept. 27, 2016 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ (VoE) |
VOE |
ETF |
P
|
Sept. 26, 2016 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
P
|
Sept. 26, 2016 |
$1,001 - $15,000 |
| CIT gRoUP INC B/E 05.250% 031518 |
|
BOND |
S
|
Sept. 26, 2016 |
$1,001 - $15,000 |
| CIT gRoUP INC B/E 05.250% 031518 |
|
BOND |
S
|
Sept. 23, 2016 |
$1,001 - $15,000 |
| CIT gRoUP INC B/E 05.250% 031518 |
|
BOND |
S
|
Sept. 22, 2016 |
$1,001 - $15,000 |
| SPRINgLEAF FIN CoRP NTS 08.250% 121520 |
|
BOND |
Purchase
|
Sept. 22, 2016 |
$1,001 - $15,000 |
| CSC HLDgS INC NTS 06.750% 111521 |
|
NOTE |
Purchase
|
Sept. 21, 2016 |
$1,001 - $15,000 |
| Royal KPN N.V. (KKPNY) |
KKPNY |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Ericsson - ADS each representing 1 underlying Class B share (ERIC) |
ERIC |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Intesa Sanpaolo S.P.A. Sponsored ADR (ISNPY) |
ISNPY |
STOCK |
P
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Mazda Motor Corp Unsponsored ADR (MZDAY) |
MZDAY |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Mitsubishi Estate Co Ltd American Depositary Shares (MITEY) |
MITEY |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Murata Manufacturing Co Ltd Unsponsored ADR (MRAAY) |
MRAAY |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| National grid Transco, PLC National grid PLC (Ngg) |
NGG |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| NATIoNSTAR MoRTgAgE LLC 06.500% 080118 |
|
BOND |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
P
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Royal DSM NV Sponsored ADR (RDSMY) |
RDSMY |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| ENgIE SPoN ADR |
ENGIY |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Secom Co Ltd American Depositary Shares (SoMLY) |
SOMLY |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Smith & Nephew SNATS, Inc. (SNN) |
SNN |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Astellas Pharma Inc Unsponsored ADR (ALPMY) |
ALPMY |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Vivendi SA Unsponsored ADR (VIVHY) |
VIVHY |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares (VoD) |
VOD |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| AEgoN N.V. (AEg) |
AGN |
STOCK |
P
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| E.oN SE Sponsored ADR (EoNgY) |
EoNgY |
STOCK |
Purchase
|
Sept. 20, 2016 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
P
|
Sept. 19, 2016 |
$1,001 - $15,000 |
| CBS oUTDooR AMERICAS 05.625% 021524 |
|
BOND |
Purchase
|
Sept. 19, 2016 |
$1,001 - $15,000 |
| CBS oUTDooR AMERICAS 05.625% 021524 |
|
BOND |
Purchase
|
Sept. 16, 2016 |
$1,001 - $15,000 |
| CoMMUNITY HEALTH SYSTEMS 07.125% 071520 |
|
BOND |
S
|
Sept. 16, 2016 |
$15,001 - $50,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Purchase
|
Sept. 16, 2016 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
Sept. 15, 2016 |
$1,001 - $15,000 |
| CELANESE US HoLDINgS LLC 05.875% 061521 |
|
BOND |
S
|
Sept. 15, 2016 |
$1,001 - $15,000 |
| CELANESE US HoLDINgS LLC 05.875% 061521 |
|
BOND |
S
|
Sept. 14, 2016 |
$1,001 - $15,000 |
| Praxair, Inc. (PX) |
PX |
STOCK |
P
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Freeport-McMoRan, Inc. (FCX) |
FCX |
STOCK |
Purchase
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Weatherford International plc (WFT) |
WFT |
STOCK |
Purchase
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Freeport-McMoRan, Inc. (FCX) |
FCX |
STOCK |
Purchase
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
S
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
S
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Sale
|
Sept. 13, 2016 |
$15,001 - $50,000 |
| CELANESE US HoLDINgS LLC 05.875% 061521 |
|
BOND |
S
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| SPRINgLEAF FIN CoRP NTS 08.250% 121520 |
|
BOND |
Purchase
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
Sept. 13, 2016 |
$15,001 - $50,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
S
|
Sept. 13, 2016 |
$15,001 - $50,000 |
| Marsh & McLennan Companies, Inc. (MMC) |
MMC |
STOCK |
Sale
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
S
|
Sept. 13, 2016 |
$15,001 - $50,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
S
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
S
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| BHP Billiton plc Sponsored ADR (BBL) |
BBL |
STOCK |
Purchase
|
Sept. 13, 2016 |
$15,001 - $50,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Purchase
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
S
|
Sept. 13, 2016 |
$15,001 - $50,000 |
| Praxair, Inc. (PX) |
PX |
STOCK |
P
|
Sept. 13, 2016 |
$100,001 - $250,000 |
| Praxair, Inc. (PX) |
PX |
STOCK |
P
|
Sept. 13, 2016 |
$1,001 - $15,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Purchase
|
Sept. 12, 2016 |
$1,001 - $15,000 |
| Weatherford International plc (WFT) |
WFT |
STOCK |
Purchase
|
Sept. 12, 2016 |
$1,001 - $15,000 |
| Weatherford International plc (WFT) |
WFT |
STOCK |
Purchase
|
Sept. 12, 2016 |
$1,001 - $15,000 |
| Weatherford International plc (WFT) |
WFT |
STOCK |
Purchase
|
Sept. 12, 2016 |
$1,001 - $15,000 |
| SPRINgLEAF FIN CoRP NTS 08.250% 121520 |
|
BOND |
Purchase
|
Sept. 12, 2016 |
$1,001 - $15,000 |
| CELANESE US HoLDINgS LLC 05.875% 061521 |
|
BOND |
S
|
Sept. 9, 2016 |
$1,001 - $15,000 |
| Exxon Mobil Corporation (XoM) |
XOM |
STOCK |
Purchase
|
Sept. 9, 2016 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
Sept. 8, 2016 |
$1,001 - $15,000 |
| gENERAL MoToRS FINL Co 03.250% 051518 |
|
BOND |
Sale
|
Sept. 8, 2016 |
$1,001 - $15,000 |
| SPRINgLEAF FIN CoRP NTS 08.250% 121520 |
|
BOND |
Purchase
|
Sept. 7, 2016 |
$1,001 - $15,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
E
|
Sept. 6, 2016 |
$1,001 - $15,000 |
| Johnson Controls, Inc. |
JCI |
STOCK |
E
|
Sept. 6, 2016 |
$100,001 - $250,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
E
|
Sept. 6, 2016 |
$1,001 - $15,000 |
| ISTAR FINANCIAL INC NTS 05.000% 070119 |
|
BOND |
P
|
Sept. 6, 2016 |
$1,001 - $15,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
E
|
Sept. 6, 2016 |
$100,001 - $250,000 |
| Tyco International plc (TYC) |
TYC |
STOCK |
E
|
Sept. 2, 2016 |
$50,001 - $100,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
E
|
Sept. 2, 2016 |
$50,001 - $100,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
E
|
Sept. 2, 2016 |
$1,001 - $15,000 |
| Tyco International plc (TYC) |
TYC |
STOCK |
E
|
Sept. 2, 2016 |
$1,001 - $15,000 |
| Tyco International plc (TYC) |
TYC |
STOCK |
E
|
Sept. 2, 2016 |
$1,001 - $15,000 |
| Western gas Equity Partners, LP Common Units Representing Limited Partner Interests (WgP) |
WGP |
STOCK |
Purchase
|
Sept. 2, 2016 |
$15,001 - $50,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
P
|
Sept. 2, 2016 |
$1,001 - $15,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
E
|
Sept. 2, 2016 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
P
|
Sept. 1, 2016 |
$1,001 - $15,000 |
| Western gas Equity Partners, LP Common Units Representing Limited Partner Interests (WgP) |
WGP |
STOCK |
P
|
Sept. 1, 2016 |
$15,001 - $50,000 |
| Cedar Fair, L.P. (FUN) |
FUN |
STOCK |
S
|
Sept. 1, 2016 |
$15,001 - $50,000 |
| oNEoK, Inc. (oKE) |
OKE |
STOCK |
S
|
Sept. 1, 2016 |
$15,001 - $50,000 |
| gENERAL MoToRS FINL Co 03.250% 051518 |
|
BOND |
Sale
|
Sept. 1, 2016 |
$1,001 - $15,000 |