|
David A. Trott
|
house |
UBS Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NoTE DUE 08/19/2020 |
|
NOTE |
Purchase
|
June 15, 2018 |
$$500,001 |
July 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 274 EXP 07/27/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
June 14, 2018 |
$$1,001 - $15,000 |
July 6, 2018 |
|
David A. Trott
|
house |
ARLINgToN TEX ETC go 5% 08/15/23 FA PERM IMPT BDS 2014 LT BEo SR LIEN - MUNI BoND [gS] |
|
BOND |
Purchase
|
June 12, 2018 |
$$100,001 - $250,000 |
July 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 272 EXP 07/13/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
June 7, 2018 |
$$1,001 - $15,000 |
July 6, 2018 |
|
David A. Trott
|
house |
RACINE WIS UNI SCH DIST |
|
BOND |
Purchase
|
June 6, 2018 |
$$100,001 |
July 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 262 EXP 07/06/2018 |
XSP |
OPTION |
Sale
|
May 30, 2018 |
$$1,001 - $15,000 |
June 5, 2018 |
|
David A. Trott
|
house |
gRAND RAPIDS MICH SAN SWR SYS REV 5% 01/01/24 JJ REV BDS 2018 BEo - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 24, 2018 |
$$100,001 - $250,000 |
June 5, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 265 EXP 06/22/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
May 23, 2018 |
$$1,001 - $15,000 |
June 5, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 263 EXP 06/29/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
May 15, 2018 |
$$1,001 - $15,000 |
June 5, 2018 |
|
David A. Trott
|
house |
ANCHoRAgE ALASKA go 5% P 09/01/24 MS go BDS D UT BEo - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 14, 2018 |
$$100,001 - $250,000 |
June 5, 2018 |
|
David A. Trott
|
house |
TRUCKEE MEADoWS NEV WTR AUTH REV 5% 07/01/25 JJ WTR REV REF BDS 2015A BEo - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 14, 2018 |
$$50,001 - $100,000 |
June 5, 2018 |
|
David A. Trott
|
house |
ALBUQUERQUE N MEX MUN SCH DIST go 5% 08/01/25 FA No 012 go SCH BLDg BDS 2018 UT BEo - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 9, 2018 |
$$50,001 - $100,000 |
June 5, 2018 |
|
David A. Trott
|
house |
CITY oF AUSTIN, TEXAS REV 5.0000% 11/15/25 MN TRAVIS WILLIAMSoN AND HAYS Co WTR/WSTEWTR SYS REF SER 2017 - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 7, 2018 |
$$50,001 - $100,000 |
June 5, 2018 |
|
David A. Trott
|
house |
MILWAUKEE WIS go 5% P |
|
BOND |
Purchase
|
May 4, 2018 |
$$100,001 |
June 5, 2018 |
|
David A. Trott
|
house |
MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 4, 2018 |
$$50,001 - $100,000 |
June 5, 2018 |
|
David A. Trott
|
house |
MILWAUKEE WIS go 5% P |
|
BOND |
Purchase
|
May 4, 2018 |
$$500,001 |
June 5, 2018 |
|
David A. Trott
|
house |
PLANo TEX go 5% 09/01/24 MS |
|
BOND |
Purchase
|
May 3, 2018 |
$$50,001 |
June 5, 2018 |
|
David A. Trott
|
house |
PLANo TEX go 5% 09/01/24 MS |
|
BOND |
Purchase
|
May 3, 2018 |
$$500,001 |
June 5, 2018 |
|
David A. Trott
|
house |
PLANo TEX go 5% 09/01/24 MS |
|
BOND |
Purchase
|
May 3, 2018 |
$$15,001 |
June 5, 2018 |
|
David A. Trott
|
house |
PLANo TEX go 5% 09/01/24 MS |
|
BOND |
Purchase
|
May 3, 2018 |
$$250,001 |
June 5, 2018 |
|
David A. Trott
|
house |
THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 07/08/2020 [CS] |
|
NOTE |
Purchase
|
May 1, 2018 |
$$250,001 - $500,000 |
June 5, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 255 EXP 06/01/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
April 20, 2018 |
$$1,001 - $15,000 |
May 4, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 262 EXP 05/25/2018 CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
April 17, 2018 |
$$1,001 - $15,000 |
May 4, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 258 EXP 07/20/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
April 11, 2018 |
$$15,001 - $50,000 |
May 4, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 271 EXP 04/13/2018 CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Purchase
|
April 11, 2018 |
$$15,001 - $50,000 |
May 4, 2018 |