| PUT/XSP @ 262 EXP 07/06/2018 |
XSP |
OPTION |
Sale
|
May 30, 2018 |
$1,001 - $15,000 |
| gRAND RAPIDS MICH SAN SWR SYS REV 5% 01/01/24 JJ REV BDS 2018 BEo - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 24, 2018 |
$100,001 - $250,000 |
| PUT/XSP @ 265 EXP 06/22/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
May 23, 2018 |
$1,001 - $15,000 |
| PUT/XSP @ 263 EXP 06/29/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
May 15, 2018 |
$1,001 - $15,000 |
| ANCHoRAgE ALASKA go 5% P 09/01/24 MS go BDS D UT BEo - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 14, 2018 |
$100,001 - $250,000 |
| TRUCKEE MEADoWS NEV WTR AUTH REV 5% 07/01/25 JJ WTR REV REF BDS 2015A BEo - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 14, 2018 |
$50,001 - $100,000 |
| ALBUQUERQUE N MEX MUN SCH DIST go 5% 08/01/25 FA No 012 go SCH BLDg BDS 2018 UT BEo - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 9, 2018 |
$50,001 - $100,000 |
| CITY oF AUSTIN, TEXAS REV 5.0000% 11/15/25 MN TRAVIS WILLIAMSoN AND HAYS Co WTR/WSTEWTR SYS REF SER 2017 - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 7, 2018 |
$50,001 - $100,000 |
| MILWAUKEE WIS go 5% P |
|
BOND |
Purchase
|
May 4, 2018 |
$100,001 |
| MILWAUKEE WIS go 5% P |
|
BOND |
Purchase
|
May 4, 2018 |
$500,001 |
| MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND [gS] |
|
BOND |
Purchase
|
May 4, 2018 |
$50,001 - $100,000 |
| PLANo TEX go 5% 09/01/24 MS |
|
BOND |
Purchase
|
May 3, 2018 |
$50,001 |
| PLANo TEX go 5% 09/01/24 MS |
|
BOND |
Purchase
|
May 3, 2018 |
$250,001 |
| PLANo TEX go 5% 09/01/24 MS |
|
BOND |
Purchase
|
May 3, 2018 |
$15,001 |
| PLANo TEX go 5% 09/01/24 MS |
|
BOND |
Purchase
|
May 3, 2018 |
$500,001 |
| THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 07/08/2020 [CS] |
|
NOTE |
Purchase
|
May 1, 2018 |
$250,001 - $500,000 |