| PUT/XSP @ 255 EXP 06/01/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
April 20, 2018 |
$1,001 - $15,000 |
| PUT/XSP @ 262 EXP 05/25/2018 CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
April 17, 2018 |
$1,001 - $15,000 |
| PUT/XSP @ 271 EXP 04/13/2018 CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Purchase
|
April 11, 2018 |
$15,001 - $50,000 |
| PUT/XSP @ 258 EXP 07/20/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
April 11, 2018 |
$15,001 - $50,000 |
| WASHINgToN ST VAR PURP BDS DTD 01/27/10 05.000% DUE 02/01/22 RNFD 02/01/20 - MUNI BoND [gS] |
|
BOND |
Purchase
|
April 9, 2018 |
$15,001 - $50,000 |
| TRoTT-ATA LLC (INVESTMENT HoLDINg Co.) [oI] |
|
PRIVATE EQUITY |
Purchase
|
April 6, 2018 |
$500,001 - $1,000,000 |
| THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 07/08/2020 [CS] |
|
NOTE |
Purchase
|
April 5, 2018 |
$100,001 - $250,000 |
| ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 02/06/2020 [CS] |
|
NOTE |
Purchase
|
April 4, 2018 |
$250,001 - $500,000 |
| OAKRIDGE MICH PUB SCHS GO 5% 05/01/24 MN - MUNI BOND |
|
MUNI BOND |
Purchase
|
April 3, 2018 |
$100,001 - $250,000 |
| goldman Sachs Renewable Power LLC |
|
PRIVATE EQUITY |
Purchase
|
April 2, 2018 |
$15,001 - $50,000 |