|
Thomas MacArthur
|
house |
Colgate-Palmolive Company (CL) |
CL |
STOCK |
S
|
Oct. 14, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Novartis Ag (NVS) |
NVS |
STOCK |
S
|
Oct. 14, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
Oct. 14, 2016 |
$$50,001 - $100,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
CVS Health Corporation (CVS) |
CVS |
STOCK |
Purchase
|
Oct. 14, 2016 |
$$100,001 - $250,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
CVS Health Corporation (CVS) |
CVS |
STOCK |
Purchase
|
Oct. 14, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
CVS Health Corporation (CVS) |
CVS |
STOCK |
Purchase
|
Oct. 14, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Invesco Ltd (IVZ) |
IVZ |
STOCK |
S
|
Oct. 14, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Sale
|
Oct. 14, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Sale
|
Oct. 14, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
E.oN SE Sponsored ADR (EoNgY) |
EoNgY |
STOCK |
Purchase
|
Oct. 13, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
BLUE CUBE SPINCo INC NTS 10.000% 101525 |
|
NOTE |
Purchase
|
Oct. 13, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares (VoD) |
VOD |
STOCK |
Sale
|
Oct. 13, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Julius Baer group Ltd Unsponsored ADR (JBAXY) |
JBAXY |
STOCK |
P
|
Oct. 13, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Societe generale France Sponsored ADR (SCgLY) |
SCGLY |
STOCK |
Purchase
|
Oct. 13, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
MgIC INVMT CoRP NTS B/E 05.750% 081523 |
|
FIXED INCOME |
Purchase
|
Oct. 13, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Banco Bilbao Vizcaya Argentaria S.A. (BBVA) |
BBVA |
STOCK |
Purchase
|
Oct. 13, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
SABINE PASS LIQUEFACTIoN 05.625% 030125 |
|
BOND |
Purchase
|
Oct. 12, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
CONTINENTAL RESOURCES 05.000% S 10/12/2016 |
|
BOND |
Purchase
|
Oct. 12, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Total S.A. (ToT) |
TOT |
STOCK |
P
|
Oct. 12, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Ericsson - ADS each representing 1 underlying Class B share (ERIC) |
ERIC |
STOCK |
Sale
|
Oct. 12, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
HERTZ CoRP NTS B/E 06.750% 041519 |
|
BOND |
S
|
Oct. 11, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
RICE ENERgY INC NTS B/E 06.250% 050122 |
|
BOND |
P
|
Oct. 11, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
Unibail-Rodamco SE Unsponsored ADR (UNRDY) |
UNRDY |
STOCK |
S
|
Oct. 10, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
National grid Transco, PLC National grid PLC (Ngg) |
NGG |
STOCK |
Sale
|
Oct. 10, 2016 |
$$15,001 - $50,000 |
Nov. 7, 2016 |
|
Thomas MacArthur
|
house |
CIT gRoUP INC B/E 05.250% 031518 |
|
BOND |
S
|
Oct. 7, 2016 |
$$1,001 - $15,000 |
Nov. 7, 2016 |