|
Thomas R Carper
|
senate |
SE - Spectra Energy Corp |
SE |
STOCK |
Exchange
|
Feb. 28, 2017 |
$$15,001 - $50,000 |
March 3, 2017 |
|
Thomas R Carper
|
senate |
Enbridge Inc |
ENB |
STOCK |
Exchange
|
Feb. 28, 2017 |
$$15,001 - $50,000 |
March 3, 2017 |
|
Thomas R Carper
|
senate |
Preospect Capital Group |
PSEC |
STOCK |
Sale (Full)
|
Feb. 10, 2017 |
$$1,001 - $15,000 |
March 3, 2017 |
|
Thomas R Carper
|
senate |
Pfizer Inc |
PFE |
STOCK |
Purchase
|
Jan. 23, 2017 |
$$1,001 - $15,000 |
Feb. 6, 2017 |
|
Thomas R Carper
|
senate |
Pfizer Inc |
PFE |
STOCK |
Purchase
|
Jan. 23, 2017 |
$$1,001 - $15,000 |
Feb. 6, 2017 |
|
Thomas R Carper
|
senate |
Vector Group Ltd. |
VGR |
STOCK |
Purchase
|
Jan. 17, 2017 |
$$1,001 - $15,000 |
Feb. 6, 2017 |
|
Thomas R Carper
|
senate |
Reynolds American Inc. |
RAI |
STOCK |
Sale (Full)
|
Jan. 17, 2017 |
$$1,001 - $15,000 |
Feb. 6, 2017 |
|
Thomas R Carper
|
senate |
Pembina Pipeline Corp |
PPL |
STOCK |
Purchase
|
Dec. 16, 2016 |
$$1,001 - $15,000 |
Jan. 3, 2017 |
|
Thomas R Carper
|
senate |
Veresen Inc |
|
PRIVATE EQUITY |
Sale (Full)
|
Dec. 16, 2016 |
$$1,001 - $15,000 |
Jan. 3, 2017 |
|
Thomas R Carper
|
senate |
Clearbridge Energy MLP Fund |
CLMPX |
FUND |
Purchase
|
Dec. 16, 2016 |
$$1,001 - $15,000 |
Jan. 3, 2017 |
|
Thomas R Carper
|
senate |
ClearBridge American Energy MLP Fund Inc. |
CBAM |
FUND |
Sale (Full)
|
Dec. 16, 2016 |
$$1,001 - $15,000 |
Jan. 3, 2017 |
|
Thomas R Carper
|
senate |
Lincoln National Corporation |
LNC |
STOCK |
Sale (Partial)
|
Dec. 16, 2016 |
$$15,001 - $50,000 |
Jan. 3, 2017 |
|
Thomas R Carper
|
senate |
MetLife Inc |
MET |
STOCK |
Sale (Partial)
|
Dec. 15, 2016 |
$$15,001 - $50,000 |
Jan. 3, 2017 |
|
Thomas R Carper
|
senate |
Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 |
|
FIXED INCOME |
Purchase
|
Nov. 21, 2016 |
$$1,001 - $15,000 |
March 14, 2017 |
|
Thomas R Carper
|
senate |
Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 |
|
FIXED INCOME |
Purchase
|
Nov. 21, 2016 |
$$1,001 - $15,000 |
Dec. 1, 2016 |
|
Thomas R Carper
|
senate |
Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 |
|
FIXED INCOME |
Purchase
|
Nov. 21, 2016 |
$$1,001 - $15,000 |
Dec. 1, 2016 |
|
Thomas R Carper
|
senate |
Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 |
|
FIXED INCOME |
Purchase
|
Nov. 21, 2016 |
$$1,001 - $15,000 |
March 14, 2017 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on Halliburton Rate/Coupon: 10% Matures: 05/18/2018 |
HAL |
OPTION |
Sale (Full)
|
Nov. 18, 2016 |
$$1,001 - $15,000 |
Dec. 1, 2016 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on Halliburton Rate/Coupon: 10% Matures: 05/18/2018 |
HAL |
OPTION |
Sale (Full)
|
Nov. 18, 2016 |
$$1,001 - $15,000 |
March 14, 2017 |
|
Thomas R Carper
|
senate |
Philip Morris Intl |
PM |
STOCK |
Sale (Full)
|
Nov. 17, 2016 |
$$1,001 - $15,000 |
March 14, 2017 |
|
Thomas R Carper
|
senate |
Reynolds American Inc. |
RAI |
STOCK |
Purchase
|
Nov. 17, 2016 |
$$1,001 - $15,000 |
March 14, 2017 |
|
Thomas R Carper
|
senate |
Philip Morris Intl |
PM |
STOCK |
Sale (Full)
|
Nov. 17, 2016 |
$$1,001 - $15,000 |
Dec. 1, 2016 |
|
Thomas R Carper
|
senate |
Reynolds American Inc. |
RAI |
STOCK |
Purchase
|
Nov. 17, 2016 |
$$1,001 - $15,000 |
Dec. 1, 2016 |
|
Thomas R Carper
|
senate |
Southern Copper Corporation |
SC |
STOCK |
Sale (Full)
|
Nov. 14, 2016 |
$$1,001 - $15,000 |
Dec. 1, 2016 |
|
Thomas R Carper
|
senate |
Central Fund of Canada Ltd A |
CFC.TO |
FUND |
Purchase
|
Nov. 14, 2016 |
$$1,001 - $15,000 |
Dec. 1, 2016 |