Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Pembina Pipeline Corp | PPL | STOCK | Purchase | Dec. 16, 2016 | $1,001 - $15,000 |
| Veresen Inc | PRIVATE EQUITY | Sale (Full) | Dec. 16, 2016 | $1,001 - $15,000 | |
| Clearbridge Energy MLP Fund | CLMPX | FUND | Purchase | Dec. 16, 2016 | $1,001 - $15,000 |
| ClearBridge American Energy MLP Fund Inc. | CBAM | FUND | Sale (Full) | Dec. 16, 2016 | $1,001 - $15,000 |
| Lincoln National Corporation | LNC | STOCK | Sale (Partial) | Dec. 16, 2016 | $15,001 - $50,000 |
| MetLife Inc | MET | STOCK | Sale (Partial) | Dec. 15, 2016 | $15,001 - $50,000 |