| Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 |
|
FIXED INCOME |
Purchase
|
Nov. 21, 2016 |
$1,001 - $15,000 |
| Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 |
|
FIXED INCOME |
Purchase
|
Nov. 21, 2016 |
$1,001 - $15,000 |
| JPM Contingent Autocall on Halliburton Rate/Coupon: 10% Matures: 05/18/2018 |
HAL |
OPTION |
Sale (Full)
|
Nov. 18, 2016 |
$1,001 - $15,000 |
| Reynolds American Inc. |
RAI |
STOCK |
Purchase
|
Nov. 17, 2016 |
$1,001 - $15,000 |
| Philip Morris Intl |
PM |
STOCK |
Sale (Full)
|
Nov. 17, 2016 |
$1,001 - $15,000 |
| Central Fund of Canada Ltd A |
CFC.TO |
FUND |
Purchase
|
Nov. 14, 2016 |
$1,001 - $15,000 |
| Southern Copper Corporation |
SC |
STOCK |
Sale (Full)
|
Nov. 14, 2016 |
$1,001 - $15,000 |
| Western Asset/Claymore Inflation ETF |
FLAT |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| ALPS ETF Trust-ALPS Medical |
ALPS |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| S&P 500 Index Fund ETF |
SPY |
ETF |
Purchase
|
Nov. 11, 2016 |
$15,001 - $50,000 |
| Ishares SP Smallcap 600 Index ETF |
IJR |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| Lazard World Div & Inc Fd ETF |
LDIV |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| Powershares Aero & Defense ETF |
PPA |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| SPDR Gold TR Gold Shs ETF |
GLD |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| Vanguard S&P Mid-cap 400 ETF |
VOE |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| First Trust DJ Internet Index ETF |
FDN |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| Powershares ETF TR Dyna Buyback |
PKB |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| First Trust EM SC Alphadex ETF |
FEMS |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| Vaneck Vector Junior Gold Miners ETF |
GDXJ |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| Ishares Ibond Dec 18 Trm Corp ETF |
IBDP |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |
| Wisdomtree US Cap Div Growth ETF |
DVD |
ETF |
Purchase
|
Nov. 11, 2016 |
$1,001 - $15,000 |