|
Kevin Hern
|
house |
JNL/PIMCO INVESTMENT E gRADE CREDIT bOND |
|
FUND |
1035 exchange
|
July 9, 2020 |
$$15,001 |
Aug. 15, 2020 |
|
Kevin Hern
|
house |
gb EQ/Moderate growth Strategy |
|
FUND |
Exchange
|
July 8, 2020 |
$$250,001 - $500,000 |
Aug. 15, 2020 |
|
Kevin Hern
|
house |
gb EQ/Ab Dynamic Mod growth |
|
FUND |
Exchange
|
July 8, 2020 |
$$100,001 - $250,000 |
Aug. 15, 2020 |
|
Mark Green
|
house |
uSA Compression Partners, lP |
|
PRIVATE EQUITY |
Purchase
|
July 8, 2020 |
$$15,001 - $50,000 |
July 18, 2020 |
|
Mark Green
|
house |
uSA Compression Partners, lP |
|
PRIVATE EQUITY |
Purchase
|
July 7, 2020 |
$$50,001 - $100,000 |
July 18, 2020 |
|
Mark Green
|
house |
uSA Compression Partners, lP |
|
PRIVATE EQUITY |
Purchase
|
July 2, 2020 |
$$100,001 - $250,000 |
July 18, 2020 |
|
Suzan K. DelBene
|
house |
Texas ST Tax Rev Antic NTS 4.00% Due 08/27/2020 |
|
NOTE |
Sale
|
July 2, 2020 |
$$250,001 - $500,000 |
Aug. 10, 2020 |
|
K. Michael Conaway
|
house |
CITIGROUP INC PERPETUAL FIX/FLT bONdS CALLAbLE CPN 6.125% dUE 12/29/49 dTd 11/13/15 FC 05/15/16 CALL1 11/15/20 @ 100.000, CUSIP-172967Kd2 |
|
BOND |
Purchase
|
July 1, 2020 |
$$100,001 - $250,000 |
Sept. 4, 2020 |
|
Scott H. Peters
|
house |
MA BAY TRAN AuTH EXCISE TAX [gS] |
|
CASH |
Sale (partial)
|
July 1, 2020 |
$$100,001 - $250,000 |
Aug. 13, 2020 |
|
Barbara M Barrett
|
executive |
Impele Holdings |
|
PRIVATE EQUITY |
Purchase
|
July 1, 2020 |
$$50,001 - $100,000 |
Oct. 10, 2020 |
|
Suzan K. DelBene
|
house |
Los Angeles CNTY Calif Tax and Rev 4.00% Due 06/30/2021 |
|
BOND |
Purchase
|
July 1, 2020 |
$$250,001 - $500,000 |
Aug. 10, 2020 |
|
Donald Sternoff Beyer
|
house |
Bexar Cnty Tex Health 6.2% 07/01/45 |
|
BOND |
Sale
|
July 1, 2020 |
$$15,001 - $50,000 |
Aug. 9, 2020 |
|
Francis Rooney
|
house |
Brown Advisory - On Shore Core Mid-Cap Opportunity Fund |
|
FUND |
PURCHASE
|
July 1, 2020 |
$$1,000-10,000 |
Aug. 25, 2020 |
|
Michael T. McCaul
|
house |
OREGON STT HRD & CMNTY SVCS DEP |
|
FIXED INCOME |
PURCHASE
|
July 1, 2020 |
$$1,000-$15,000 |
Aug. 20, 2020 |
|
Ted S. Yoho
|
house |
TRMK Fund Solution RA - 1884 |
|
FUND |
Dividend
|
June 30, 2020 |
$11.21 |
Sept. 8, 2020 |
|
Vern Buchanan
|
house |
Wahington St 4% 7/1/2028 |
|
BOND |
Purchase
|
June 30, 2020 |
$$15,001 - $50,000 |
Aug. 7, 2020 |
|
Michael T. McCaul
|
house |
KONNILINE LR GROUP INC |
|
STOCK |
PURCHASE
|
June 30, 2020 |
$$15,001-50,000 |
July 22, 2020 |
|
Michael T. McCaul
|
house |
AIBNMA GROUP HOLDING LTD |
|
STOCK |
PURCHASE
|
June 30, 2020 |
$$50,001-100,000 |
July 22, 2020 |
|
Michael T. McCaul
|
house |
ALURA GAMMA INVESTMENTS LP (13.734% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
June 30, 2020 |
$$15,001-50,000 |
July 22, 2020 |
|
Michael T. McCaul
|
house |
MONTE CARLO FUND GEN FEE REV |
|
FUND |
PURCHASE
|
June 30, 2020 |
$$15,001-50,000 |
July 22, 2020 |
|
Michael T. McCaul
|
house |
MONTE CARLO FUND |
|
FUND |
PURCHASE
|
June 30, 2020 |
$$15,001-50,000 |
July 22, 2020 |
|
Michael T. McCaul
|
house |
AIBNMA GROUP HOLDING LTD |
|
STOCK |
PURCHASE
|
June 30, 2020 |
$$50,001-100,000 |
July 22, 2020 |
|
Alan S. Lowenthal
|
house |
Verizon Comm Bond [CS] |
|
BOND |
Sale
|
June 29, 2020 |
$$1,001 - $15,000 |
July 20, 2020 |
|
Garret Graves
|
house |
Nuance Communications, Inc. (NuAN) |
NUAN |
STOCK |
S
|
June 29, 2020 |
$$1,001 - $15,000 |
June 29, 2020 |
|
Dean Phillips
|
house |
Met gov't Nashville & Davidson Cnty TN Ref-Ser A unltd Tax 5.0%; Due 07/01/2023 |
|
BOND |
Purchase
|
June 29, 2020 |
$$15,001 |
July 7, 2020 |