|
Michael K. Simpson
|
house |
global X Robotics & Artificial Intelligence ETF (bOTZ) |
BOTZ |
ETF |
Purchase
|
Nov. 10, 2017 |
$$1,001 - $15,000 |
Dec. 15, 2017 |
|
Michael K. Simpson
|
house |
First Trust DJ Internet Index Fund (FDN) |
FDN |
ETF |
Purchase
|
Nov. 10, 2017 |
$$1,001 - $15,000 |
Dec. 15, 2017 |
|
Michael K. Simpson
|
house |
T. Rowe Price group, Inc. (TRoW) - T Rowe Price Diversified Mid Cap growth Sym: PRDMX |
PRDMX |
FUND |
Purchase
|
Aug. 15, 2017 |
$$1,001 - $15,000 |
Sept. 9, 2017 |
|
Michael K. Simpson
|
house |
First Trust Cons. Discret. AlphaDEX (FXD) |
FXD |
ETF |
Not Specified
|
Aug. 14, 2017 |
$$15,001 - $50,000 |
Sept. 9, 2017 |
|
Michael K. Simpson
|
house |
T. Rowe Price group, Inc. (TRoW) - T Rowe Price Cap Apprec, sym: PRWCX |
PRWCX |
FUND |
Purchase
|
Aug. 14, 2017 |
$$1,001 - $15,000 |
Sept. 9, 2017 |
|
Michael K. Simpson
|
house |
Cushing Energy Income Fund Common Shares of beneficial Interest (SRF) |
SRF |
FUND |
Not Specified
|
Aug. 14, 2017 |
$$1,001 - $15,000 |
Sept. 9, 2017 |
|
Michael K. Simpson
|
house |
Nuveen High Income November 2021 Target Term Fund |
NHNX |
FUND |
Purchase
|
May 12, 2017 |
$$1,001 - $15,000 |
June 15, 2017 |
|
Michael K. Simpson
|
house |
T. Rowe Price group, Inc. (TROW) / T Rowe Price Health Sciences (PRHSX) |
PRHSX |
FUND |
Purchase
|
Feb. 15, 2017 |
$$15,001 - $50,000 |
March 15, 2017 |
|
Michael K. Simpson
|
house |
First Trust MlP and Energy Income Fund Common Shares of beneficial Interest (FEI) |
FEI |
FUND |
Purchase
|
Feb. 15, 2017 |
$$15,001 - $50,000 |
March 15, 2017 |
|
Michael K. Simpson
|
house |
First Trust Health Care AlphaDEX (FXH) |
FXH |
ETF |
Sale
|
March 17, 2016 |
$$15,001 - $50,000 |
April 11, 2016 |
|
Michael K. Simpson
|
house |
First Trust Health Care AlphaDEX (FXH) |
FXH |
ETF |
Sale
|
March 17, 2016 |
$$15,001 - $50,000 |
March 15, 2017 |
|
Michael K. Simpson
|
house |
First Trust Energy AlphaDEX Fund (FXN) |
FXN |
ETF |
Purchase
|
March 16, 2016 |
$$15,001 - $50,000 |
April 11, 2016 |
|
Michael K. Simpson
|
house |
First Trust Energy AlphaDEX Fund (FXN) |
FXN |
ETF |
Purchase
|
March 16, 2016 |
$$15,001 - $50,000 |
March 15, 2017 |
|
Michael K. Simpson
|
house |
First Trust MlP and Energy Income Fund Common Shares of beneficial Interest (FEI) |
FEI |
FUND |
Purchase
|
March 7, 2016 |
$$1,001 - $15,000 |
April 11, 2016 |
|
Michael K. Simpson
|
house |
First Trust Amex biotech Index Fund (FbT) |
FBT |
ETF |
Sale
|
Feb. 2, 2016 |
$$15,001 - $50,000 |
March 15, 2017 |
|
Michael K. Simpson
|
house |
First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT) |
QQXT |
ETF |
Purchase
|
Feb. 2, 2016 |
$$15,001 - $50,000 |
March 15, 2017 |
|
Michael K. Simpson
|
house |
First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT) |
QQXT |
ETF |
S
|
Feb. 2, 2016 |
$$15,001 - $50,000 |
March 14, 2016 |
|
Michael K. Simpson
|
house |
Federation Centres Ordinary Shares (CNRAF) |
CNRAF |
STOCK |
S
|
Jan. 27, 2016 |
$$1,001 - $15,000 |
March 14, 2016 |
|
Michael K. Simpson
|
house |
Atea ASA Ordinary Shares (ATAZF) |
ATAZF |
STOCK |
S
|
Sept. 28, 2015 |
$$1,001 - $15,000 |
Oct. 11, 2015 |
|
Michael K. Simpson
|
house |
First Trust Health Care AlphaDEX (FXH) |
FXH |
ETF |
P
|
Sept. 21, 2015 |
$$1,001 - $15,000 |
Oct. 11, 2015 |
|
Michael K. Simpson
|
house |
First Trust Amex Biotech Index Fund (FBT) |
FBT |
ETF |
P
|
Sept. 21, 2015 |
$$1,001 - $15,000 |
Oct. 11, 2015 |
|
Michael K. Simpson
|
house |
First Trust Cons. Discret. AlphaDEX (FXD) |
FXD |
ETF |
P
|
Sept. 21, 2015 |
$$1,001 - $15,000 |
Oct. 11, 2015 |
|
Michael K. Simpson
|
house |
First Trust Cons. Staples AlphaDEX (FXg) |
FTCP |
ETF |
P
|
Sept. 21, 2015 |
$$1,001 - $15,000 |
Oct. 11, 2015 |
|
Michael K. Simpson
|
house |
First Trust DJ Internet Index Fund (FDN) |
FDN |
ETF |
P
|
Sept. 21, 2015 |
$$1,001 - $15,000 |
Oct. 11, 2015 |
|
Michael K. Simpson
|
house |
First Trust large Cap Value AlphaDEX Fund (FTA) |
FTA |
ETF |
Purchase
|
Sept. 21, 2015 |
$$1,001 - $15,000 |
Oct. 11, 2015 |