Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| First Trust Health Care AlphaDEX (FXH) | FXH | ETF | Sale | March 17, 2016 | $15,001 - $50,000 |
| First Trust Energy AlphaDEX Fund (FXN) | FXN | ETF | Purchase | March 16, 2016 | $15,001 - $50,000 |
| First Trust MlP and Energy Income Fund Common Shares of beneficial Interest (FEI) | FEI | FUND | Purchase | March 7, 2016 | $1,001 - $15,000 |