Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| First Trust MlP and Energy Income Fund Common Shares of beneficial Interest (FEI) | FEI | FUND | Purchase | Feb. 15, 2017 | $15,001 - $50,000 |
| T. Rowe Price group, Inc. (TROW) / T Rowe Price Health Sciences (PRHSX) | PRHSX | FUND | Purchase | Feb. 15, 2017 | $15,001 - $50,000 |