|
David A. Trott
|
house |
CREDIT SUISSE Ag LINKED To S&P 500 INDEX bUFFERED CAPPED bETA STRUCTURED NoTE DUE 06/15/15 |
|
NOTE |
Sale
|
April 30, 2015 |
$$250,001 - $500,000 |
May 1, 2015 |
|
David A. Trott
|
house |
PUT/XSP @ 202 EXP 07/17/2015 - CboE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
April 23, 2015 |
$$1,001 - $15,000 |
May 1, 2015 |
|
David A. Trott
|
house |
PUT/XSP @197 EXP 06/19/2015 - CboE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
April 9, 2015 |
$$1,001 - $15,000 |
May 1, 2015 |
|
David A. Trott
|
house |
PUT/XSP @194 EXP 06/19/2015 - CboE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
April 2, 2015 |
$$1,001 - $15,000 |
May 1, 2015 |
|
David A. Trott
|
house |
DEUTSCHE BANK Ag-LONDON Branch LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 03/30/2017 |
|
NOTE |
P
|
March 27, 2015 |
$$50,001 - $100,000 |
April 1, 2015 |
|
David A. Trott
|
house |
PUT/XSP @ 199 EXP 05/15/2015 - CboE MINI SPX INDEX |
XSP |
OPTION |
S
|
March 25, 2015 |
$$1,001 - $15,000 |
April 1, 2015 |
|
David A. Trott
|
house |
RoYAL bANK oF CANADA LINKED To S&P 500 INDEX bUFFERED CAPPED bETA STRUCTURED NoTE DUE 10/24/2016 |
|
NOTE |
Purchase
|
March 19, 2015 |
$$250,001 - $500,000 |
April 1, 2015 |
|
David A. Trott
|
house |
RoYAL bANK oF CANADA LINKED To S&P 500 INDEX bUFFERED CAPPED bETA STRUCTURED NoTE DUE 08/17/2015 |
|
NOTE |
Sale
|
March 19, 2015 |
$$250,001 - $500,000 |
April 1, 2015 |
|
David A. Trott
|
house |
PUT/XSP @202 EXP 04/02/2015 CboE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
March 6, 2015 |
$$1,001 - $15,000 |
April 1, 2015 |
|
David A. Trott
|
house |
Atlas Pipeline Partners, L.P. Common Units, No Par Value (APL) |
APL |
STOCK |
E
|
March 3, 2015 |
$$100,001 - $250,000 |
April 1, 2015 |
|
David A. Trott
|
house |
WooDhAVEN bRoWNSToWN MICh SCh go boND 4% 05/01/21 MN |
|
BOND |
Purchase
|
March 3, 2015 |
$$500,001 - $1,000,000 |
April 1, 2015 |
|
David A. Trott
|
house |
Targa Resources Partners LP Common Units Representing Limited Partnership Interests (NgLS) |
TRGP |
STOCK |
Exchange
|
March 3, 2015 |
$$250,001 - $500,000 |
April 1, 2015 |
|
David A. Trott
|
house |
Atlas Pipeline Partners, L.P. Common Units, No Par Value (APL) |
APL |
STOCK |
E
|
March 3, 2015 |
$$1,001 - $15,000 |
April 1, 2015 |
|
David A. Trott
|
house |
Plains All American Pipeline, L.P. (PAA) |
PAA |
STOCK |
Purchase
|
Feb. 26, 2015 |
$$100,001 - $250,000 |
March 3, 2015 |
|
David A. Trott
|
house |
CboE MINI SPX INDEX PUT/XSP @ 205 EXP 05/15/2015 |
XSP |
OPTION |
Sale
|
Feb. 26, 2015 |
$$1,001 - $15,000 |
March 3, 2015 |
|
David A. Trott
|
house |
Williams Partners, L.P. Common Units Representing Limited Partner Interests (WPZ) |
WPZ |
STOCK |
Sale
|
Feb. 19, 2015 |
$$50,001 - $100,000 |
March 3, 2015 |
|
David A. Trott
|
house |
Williams Partners, L.P. Common Units Representing Limited Partner Interests (WPZ) |
WPZ |
STOCK |
Sale
|
Feb. 18, 2015 |
$$15,001 - $50,000 |
March 3, 2015 |
|
David A. Trott
|
house |
PUT/XSP @ 199 EXP 04/17/2015 - CboE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
Feb. 17, 2015 |
$$1,001 - $15,000 |
March 3, 2015 |
|
David A. Trott
|
house |
Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests (RRMS) |
RRMS |
STOCK |
Purchase
|
Feb. 10, 2015 |
$$1,001 - $15,000 |
March 3, 2015 |
|
David A. Trott
|
house |
Williams Partners, L.P. Common Units Representing Limited Partner Interests (WPZ) |
WPZ |
STOCK |
Exchange
|
Feb. 2, 2015 |
$$100,001 - $250,000 |
March 3, 2015 |
|
David A. Trott
|
house |
BARCLAYS BANK PLC LINKED To BASKET oF INDICES BUFFERED CAPPED BETA STRUCTURED NoTE DUE 12/07/16 |
|
NOTE |
Purchase
|
Feb. 2, 2015 |
$$100,001 - $250,000 |
March 3, 2015 |
|
David A. Trott
|
house |
Access Midstream Partners, L.P. Common Units Representing Limited Partner Interests (ACMP) |
ACMP |
STOCK |
Not Specified
|
Feb. 2, 2015 |
$$250,001 - $500,000 |
March 3, 2015 |
|
David A. Trott
|
house |
JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES BUFFERED CAPPED BETA STRUCTURED NOTE DUE 08/03/2016 |
|
NOTE |
Purchase
|
Jan. 29, 2015 |
$$100,001 - $250,000 |
Feb. 2, 2015 |
|
David A. Trott
|
house |
ROYAL BANK OF CANADA LINKED TO BASKET OF INDICES BUFFERED CAPPED BETA STRUCTURED NOTE DUE 03/28/2017 |
|
NOTE |
Purchase
|
Jan. 23, 2015 |
$$100,001 - $250,000 |
Feb. 2, 2015 |
|
David A. Trott
|
house |
DEUTSCHE BANK AG-LONDON BRANCH LINKED TO BASKET OF INDICES BUFFERED CAPPED BETA STRUCTURED NOTE DUE 05/20/2016 |
|
NOTE |
Purchase
|
Jan. 14, 2015 |
$$100,001 - $250,000 |
Feb. 2, 2015 |