| DEUTSCHE BANK Ag-LONDON Branch LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 03/30/2017 |
|
NOTE |
P
|
March 27, 2015 |
$50,001 - $100,000 |
| PUT/XSP @ 199 EXP 05/15/2015 - CboE MINI SPX INDEX |
XSP |
OPTION |
S
|
March 25, 2015 |
$1,001 - $15,000 |
| RoYAL bANK oF CANADA LINKED To S&P 500 INDEX bUFFERED CAPPED bETA STRUCTURED NoTE DUE 08/17/2015 |
|
NOTE |
Sale
|
March 19, 2015 |
$250,001 - $500,000 |
| RoYAL bANK oF CANADA LINKED To S&P 500 INDEX bUFFERED CAPPED bETA STRUCTURED NoTE DUE 10/24/2016 |
|
NOTE |
Purchase
|
March 19, 2015 |
$250,001 - $500,000 |
| PUT/XSP @202 EXP 04/02/2015 CboE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
March 6, 2015 |
$1,001 - $15,000 |
| WooDhAVEN bRoWNSToWN MICh SCh go boND 4% 05/01/21 MN |
|
BOND |
Purchase
|
March 3, 2015 |
$500,001 - $1,000,000 |
| Atlas Pipeline Partners, L.P. Common Units, No Par Value (APL) |
APL |
STOCK |
E
|
March 3, 2015 |
$1,001 - $15,000 |
| Targa Resources Partners LP Common Units Representing Limited Partnership Interests (NgLS) |
TRGP |
STOCK |
Exchange
|
March 3, 2015 |
$250,001 - $500,000 |
| Atlas Pipeline Partners, L.P. Common Units, No Par Value (APL) |
APL |
STOCK |
E
|
March 3, 2015 |
$100,001 - $250,000 |