| JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES BUFFERED CAPPED BETA STRUCTURED NOTE DUE 08/03/2016 |
|
NOTE |
Purchase
|
Jan. 29, 2015 |
$100,001 - $250,000 |
| ROYAL BANK OF CANADA LINKED TO BASKET OF INDICES BUFFERED CAPPED BETA STRUCTURED NOTE DUE 03/28/2017 |
|
NOTE |
Purchase
|
Jan. 23, 2015 |
$100,001 - $250,000 |
| PUT/XSP @ 198 EXP 01/17/2015 - CBOE MINI SPX INDEX |
XSP |
OPTION |
Purchase
|
Jan. 14, 2015 |
$1,001 - $15,000 |
| DEUTSCHE BANK AG-LONDON BRANCH LINKED TO BASKET OF INDICES BUFFERED CAPPED BETA STRUCTURED NOTE DUE 05/20/2016 |
|
NOTE |
Purchase
|
Jan. 14, 2015 |
$100,001 - $250,000 |
| PUT/XSP @ 185 EXP 04/17/2015 - CBOE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
Jan. 14, 2015 |
$1,001 - $15,000 |
| BATTLE CREEK MICH GO BOND 4% |
|
BOND |
Purchase
|
Jan. 12, 2015 |
$250,001 - $500,000 |
| PUT/XSP @ 192 EXP 03/20/2015 - CBOE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
Jan. 9, 2015 |
$1,001 - $15,000 |
| STURGIS MICH PUB SCH DIST GO BOND 4.0000% 05/01/18 MN |
|
BOND |
Purchase
|
Jan. 8, 2015 |
$250,001 - $500,000 |
| PORTLAND MICH PUB SCHS GO BOND 4.0000% 05/01/19 MN |
|
BOND |
Purchase
|
Jan. 8, 2015 |
$250,001 - $500,000 |
| LANSING MICH BRD WTR & LT UTIL REV BOND 3% 07/01/15 |
|
BOND |
Purchase
|
Jan. 7, 2015 |
$50,001 - $100,000 |
| BNP PARIBAS LINKED TO BASKET OF INDICES BUFFERED CAPPED BETA STRUCTURED NOTE DUE 11/10/16 |
|
NOTE |
Purchase
|
Jan. 7, 2015 |
$100,001 - $250,000 |