|
Thomas R Carper
|
senate |
iShares Russell 2000 Value ETF |
IWN |
ETF |
Sale (Partial)
|
Jan. 18, 2022 |
$$1,001 - $15,000 |
Feb. 3, 2022 |
|
Thomas R Carper
|
senate |
Ares Capital Corporation - Closed End Fund |
ARCC |
FUND |
Sale (Partial)
|
Jan. 18, 2022 |
$$1,001 - $15,000 |
Feb. 3, 2022 |
|
Thomas R Carper
|
senate |
Visa Inc. |
V |
STOCK |
Purchase
|
Jan. 18, 2022 |
$$1,001 - $15,000 |
Feb. 3, 2022 |
|
Thomas R Carper
|
senate |
Fidelity Advisor International Capital Appreciat |
FINTX |
FUND |
Purchase
|
Jan. 18, 2022 |
$$1,001 - $15,000 |
Feb. 3, 2022 |
|
Thomas R Carper
|
senate |
ALPS Medical Breakthroughs ETF |
GBBM |
ETF |
Sale (Partial)
|
Dec. 31, 2021 |
$$1,001 - $15,000 |
Jan. 4, 2022 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on Gilead Rate/Coupon: 8.0% Matures: 12/27/2024 |
|
OPTION |
Purchase
|
Dec. 23, 2021 |
$$15,001 - $50,000 |
Jan. 4, 2022 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on Gilead Rate/Coupon: 8.65% Matures: 09/20/2024 |
|
OPTION |
Sale (Full)
|
Dec. 22, 2021 |
$$15,001 - $50,000 |
Jan. 4, 2022 |
|
Thomas R Carper
|
senate |
ClearBridge MLP and Midstream Fund Inc. Common Sto |
CBP |
FUND |
Sale (Full)
|
Dec. 21, 2021 |
$$1,001 - $15,000 |
Jan. 4, 2022 |
|
Thomas R Carper
|
senate |
Goldman Sachs Small-Mid Cap Growth |
GSMCX |
FUND |
Purchase
|
Dec. 15, 2021 |
$$1,001 - $15,000 |
Jan. 4, 2022 |
|
Thomas R Carper
|
senate |
Fidelity Advisor Focused Emerging Markets |
FALEX |
FUND |
Purchase
|
Dec. 6, 2021 |
$$1,001 - $15,000 |
Jan. 4, 2022 |
|
Thomas R Carper
|
senate |
ACAP Strategic Interval Common |
ACAP |
FUND |
Purchase
|
Nov. 30, 2021 |
$$1,001 - $15,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall on Boeing Rate/Coupon: 8.35% Matures: 04/01/2022 |
|
OPTION |
Sale (Full)
|
Nov. 29, 2021 |
$$1,001 - $15,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
Bristol-Myers Squibb Company Common Stock |
BMY |
STOCK |
Purchase
|
Nov. 29, 2021 |
$$1,001 - $15,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
Alps Medical Breakthroughs ETF |
|
ETF |
Purchase
|
Nov. 29, 2021 |
$$1,001 - $15,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
Barrick Gold Corporation Common Stock (BC) |
GOLD |
STOCK |
Sale (Full)
|
Nov. 26, 2021 |
$$1,001 - $15,000 |
May 4, 2022 |
|
Thomas R Carper
|
senate |
Lumentum Holdings Inc. - Common Stock |
LITE |
STOCK |
Purchase
|
Nov. 26, 2021 |
$$1,001 - $15,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
QuantumScape Corporation Class A Common Stock |
QS |
STOCK |
Sale (Full)
|
Nov. 26, 2021 |
$$1,001 - $15,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
Gaming and Leisure Properties, Inc. - Common Stock |
GLPI |
STOCK |
Purchase
|
Nov. 26, 2021 |
$$1,001 - $15,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
CyrusOne Inc - Common Stock |
|
STOCK |
Sale (Full)
|
Nov. 26, 2021 |
$$1,001 - $15,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
HSBC Autocall on Broadcom Rate/Coupon: 9.2% Matures: 11/22/2024 |
|
STRUCTURED PRODUCT |
Purchase
|
Nov. 19, 2021 |
$$15,001 - $50,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
GS Autocall on Apple Inc Rate/Coupon: 8.0% Matures: 08/16/2024 |
|
OPTION |
Sale (Full)
|
Nov. 18, 2021 |
$$15,001 - $50,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
CoreSite Realty Corporation Common Stock |
CSIT |
STOCK |
Sale (Full)
|
Nov. 16, 2021 |
$$1,001 - $15,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
Gaming and Leisure Properties, Inc. - Common Stock |
GLPI |
STOCK |
Purchase
|
Nov. 16, 2021 |
$$1,001 - $15,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
CyrusOne Inc - Common Stock |
|
STOCK |
Sale (Full)
|
Nov. 16, 2021 |
$$1,001 - $15,000 |
Dec. 4, 2021 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall on COF Rate/Coupon: 10% Matures: 10/25/2024 |
COF |
OPTION |
Purchase
|
Oct. 25, 2021 |
$$15,001 - $50,000 |
Nov. 2, 2021 |