| ACAP Strategic Interval Common |
ACAP |
FUND |
Purchase
|
Nov. 30, 2021 |
$1,001 - $15,000 |
| MS Contingent Autocall on Boeing Rate/Coupon: 8.35% Matures: 04/01/2022 |
|
OPTION |
Sale (Full)
|
Nov. 29, 2021 |
$1,001 - $15,000 |
| Alps Medical Breakthroughs ETF |
|
ETF |
Purchase
|
Nov. 29, 2021 |
$1,001 - $15,000 |
| Bristol-Myers Squibb Company Common Stock |
BMY |
STOCK |
Purchase
|
Nov. 29, 2021 |
$1,001 - $15,000 |
| CyrusOne Inc - Common Stock |
|
STOCK |
Sale (Full)
|
Nov. 26, 2021 |
$1,001 - $15,000 |
| Gaming and Leisure Properties, Inc. - Common Stock |
GLPI |
STOCK |
Purchase
|
Nov. 26, 2021 |
$1,001 - $15,000 |
| QuantumScape Corporation Class A Common Stock |
QS |
STOCK |
Sale (Full)
|
Nov. 26, 2021 |
$1,001 - $15,000 |
| Lumentum Holdings Inc. - Common Stock |
LITE |
STOCK |
Purchase
|
Nov. 26, 2021 |
$1,001 - $15,000 |
| HSBC Autocall on Broadcom Rate/Coupon: 9.2% Matures: 11/22/2024 |
|
STRUCTURED PRODUCT |
Purchase
|
Nov. 19, 2021 |
$15,001 - $50,000 |
| GS Autocall on Apple Inc Rate/Coupon: 8.0% Matures: 08/16/2024 |
|
OPTION |
Sale (Full)
|
Nov. 18, 2021 |
$15,001 - $50,000 |
| Gaming and Leisure Properties, Inc. - Common Stock |
GLPI |
STOCK |
Purchase
|
Nov. 16, 2021 |
$1,001 - $15,000 |
| CoreSite Realty Corporation Common Stock |
CSIT |
STOCK |
Sale (Full)
|
Nov. 16, 2021 |
$1,001 - $15,000 |
| CyrusOne Inc - Common Stock |
|
STOCK |
Sale (Full)
|
Nov. 16, 2021 |
$1,001 - $15,000 |