| ALPS Medical Breakthroughs ETF |
GBBM |
ETF |
Sale (Partial)
|
Dec. 31, 2021 |
$1,001 - $15,000 |
| JPM Contingent Autocall on Gilead Rate/Coupon: 8.0% Matures: 12/27/2024 |
|
OPTION |
Purchase
|
Dec. 23, 2021 |
$15,001 - $50,000 |
| JPM Contingent Autocall on Gilead Rate/Coupon: 8.65% Matures: 09/20/2024 |
|
OPTION |
Sale (Full)
|
Dec. 22, 2021 |
$15,001 - $50,000 |
| ClearBridge MLP and Midstream Fund Inc. Common Sto |
CBP |
FUND |
Sale (Full)
|
Dec. 21, 2021 |
$1,001 - $15,000 |
| Goldman Sachs Small-Mid Cap Growth |
GSMCX |
FUND |
Purchase
|
Dec. 15, 2021 |
$1,001 - $15,000 |
| Fidelity Advisor Focused Emerging Markets |
FALEX |
FUND |
Purchase
|
Dec. 6, 2021 |
$1,001 - $15,000 |