|
David A. Trott
|
house |
Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership (PSXP) |
PSXP |
STOCK |
Sale
|
Sept. 28, 2016 |
$$15,001 - $50,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
MPLX LP Common Units Representing Limited Partner Interests (MPLX) |
MPLX |
STOCK |
Sale
|
Sept. 28, 2016 |
$$15,001 - $50,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
Plains All American Pipeline, L.P. (PAA) |
PAA |
STOCK |
Purchase
|
Sept. 16, 2016 |
$$50,001 - $100,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
CREDIT SUISSE AG LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 07/20/2018 |
|
NOTE |
Purchase
|
Sept. 15, 2016 |
$$100,001 - $250,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
Enterprise Products Partners L.P. (EPD) |
EPD |
STOCK |
Sale
|
Sept. 15, 2016 |
$$15,001 - $50,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
Noble Midstream Partners LP Common Units Representing Limited Partner Interests (NBLX) |
NBLX |
STOCK |
Purchase
|
Sept. 15, 2016 |
$$15,001 - $50,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership (PSXP) |
PSXP |
STOCK |
Sale
|
Sept. 14, 2016 |
$$15,001 - $50,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
MPLX LP Common Units Representing Limited Partner Interests (MPLX) |
MPLX |
STOCK |
Sale
|
Sept. 12, 2016 |
$$1,001 - $15,000 |
Oct. 5, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 209 EXP 10/07/2016 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
Aug. 31, 2016 |
$$1,001 - $15,000 |
Sept. 2, 2016 |
|
David A. Trott
|
house |
PUT/XSP @208 EXP 11/18/2016 |
XSP |
OPTION |
Sale
|
Aug. 16, 2016 |
$$1,001 - $15,000 |
Sept. 2, 2016 |
|
David A. Trott
|
house |
Williams Partners, L.P. Common Units (WPZ) |
WPZ |
STOCK |
S
|
Aug. 11, 2016 |
$$15,001 - $50,000 |
Sept. 2, 2016 |
|
David A. Trott
|
house |
TRENToN MICH PUB SCHS SCH DIST P |
|
BOND |
MUNI BoND
|
Aug. 9, 2016 |
$$50,001 - $100,000 |
Sept. 2, 2016 |
|
David A. Trott
|
house |
HSBC USA INC. LINKED To BASKET OF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 08/09/2018 |
|
NOTE |
Purchase
|
Aug. 5, 2016 |
$$100,001 - $250,000 |
Sept. 2, 2016 |
|
David A. Trott
|
house |
SAGINAW VY ST UNIV MICH REV 5% P |
|
BOND |
MUNI BoND
|
Aug. 2, 2016 |
$$50,001 - $100,000 |
Sept. 2, 2016 |
|
David A. Trott
|
house |
CoNN ST Go 5% 06/01/22 JD - MUNI BOND |
|
BOND |
Purchase
|
Aug. 2, 2016 |
$$250,001 - $500,000 |
Sept. 2, 2016 |
|
David A. Trott
|
house |
Plains All American Pipeline, L.P. (PAA) |
PAA |
STOCK |
Purchase
|
Aug. 1, 2016 |
$$1,001 - $15,000 |
Sept. 2, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 206 EXP 10/21/2016 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
July 28, 2016 |
$$1,001 - $15,000 |
Aug. 3, 2016 |
|
David A. Trott
|
house |
SOUTH LYON MICH CMNTY SCHS Go 5% 05/01/23 MN - MUNI BOND |
|
BOND |
P
|
July 22, 2016 |
$$100,001 - $250,000 |
Aug. 3, 2016 |
|
David A. Trott
|
house |
BAD AXE MICH PUB SCHS Go 4% P 07/19/2016 05/01/23 MN - MUNI BoND |
|
BOND |
Purchase
|
July 19, 2016 |
$$100,001 - $250,000 |
Aug. 3, 2016 |
|
David A. Trott
|
house |
GALESBURG-AUGUSTA MICH CMNTY Go 2.0000% 05/01/19 MN - MUNI BoND |
|
BOND |
Purchase
|
July 19, 2016 |
$$100,001 - $250,000 |
Aug. 3, 2016 |
|
David A. Trott
|
house |
ROYAL BANK OF CANADA LINKED P To S&P 500 INDEX BUFFERED CAPPED BETA, 2166.89 0% DUE 09/21/2018 |
|
STRUCTURED PRODUCT |
P
|
July 18, 2016 |
$$250,001 - $500,000 |
Aug. 3, 2016 |
|
David A. Trott
|
house |
LAKE FENToN MICH CMNTY SCHS Go 4.0000% 05/01/23 MN - MUNI BoND |
|
BOND |
Purchase
|
July 14, 2016 |
$$100,001 - $250,000 |
Aug. 3, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 205 EXP 09/30/2016 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
July 12, 2016 |
$$1,001 - $15,000 |
Aug. 3, 2016 |
|
David A. Trott
|
house |
LAKE SHoRE MICH PUB SCHS Go 3% 11/01/22 MN - MUNI BoND |
|
BOND |
Purchase
|
July 8, 2016 |
$$250,001 - $500,000 |
Aug. 3, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 195 EXP 09/16/2016 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
July 6, 2016 |
$$1,001 - $15,000 |
Aug. 3, 2016 |