| PUT/XSP @ 209 EXP 10/07/2016 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
Aug. 31, 2016 |
$1,001 - $15,000 |
| PUT/XSP @208 EXP 11/18/2016 |
XSP |
OPTION |
Sale
|
Aug. 16, 2016 |
$1,001 - $15,000 |
| Williams Partners, L.P. Common Units (WPZ) |
WPZ |
STOCK |
S
|
Aug. 11, 2016 |
$15,001 - $50,000 |
| TRENToN MICH PUB SCHS SCH DIST P |
|
BOND |
MUNI BoND
|
Aug. 9, 2016 |
$50,001 - $100,000 |
| HSBC USA INC. LINKED To BASKET OF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 08/09/2018 |
|
NOTE |
Purchase
|
Aug. 5, 2016 |
$100,001 - $250,000 |
| SAGINAW VY ST UNIV MICH REV 5% P |
|
BOND |
MUNI BoND
|
Aug. 2, 2016 |
$50,001 - $100,000 |
| CoNN ST Go 5% 06/01/22 JD - MUNI BOND |
|
BOND |
Purchase
|
Aug. 2, 2016 |
$250,001 - $500,000 |
| Plains All American Pipeline, L.P. (PAA) |
PAA |
STOCK |
Purchase
|
Aug. 1, 2016 |
$1,001 - $15,000 |