|
K. Michael Conaway
|
house |
Invesco Ltd (IVZ) |
IVZ |
STOCK |
Purchase
|
Jan. 16, 2020 |
$$1,001 - $15,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
american balanced Fund Class a |
AMB AX |
FUND |
Purchase
|
Jan. 16, 2020 |
$$1,001 - $15,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
JPMoRgaN FEDERaL MoNEY MaRKET FUND |
JMMXX |
FUND |
Purchase
|
Dec. 30, 2019 |
$$1,001 - $15,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
JPMoRgaN FEDERaL MoNEY MaRKET FUND |
JMMXX |
FUND |
Purchase
|
Dec. 23, 2019 |
$$1,001 - $15,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
BANK Nova Scotia b 0EDP C aCLRTD RTRN NT LKD S&P 500 IDX DUE 12/20/2019 CPN 0.000% |
|
FIXED INCOME |
Purchase
|
Dec. 20, 2019 |
$$50,001 - $100,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
Invesco Ltd (IVZ) |
IVZ |
STOCK |
Sale
|
Dec. 12, 2019 |
$$1,001 - $15,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
CREDIT SUISSE ag 0% EDP LoNDoN bRH LKD To EURo SToXX 50 INDEX 1/30/2020 CPN 0.000% DUE 11/30/20 |
|
BOND |
Purchase
|
Dec. 12, 2019 |
$$50,001 - $100,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
Vanguard Utilities ETF (VPU) |
VPU |
ETF |
Sale
|
Dec. 10, 2019 |
$$15,001 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
SPDR bloomberg barclays Convertible Securities ETF (CWb) |
CWB |
ETF |
Sale (partial)
|
Dec. 10, 2019 |
$$50,001 - $100,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Purchase
|
Dec. 10, 2019 |
$$15,001 - $50,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
Vanguard Div appreciation ETF (VIg) |
VIG |
ETF |
Purchase
|
Dec. 3, 2019 |
$$15,001 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
Vanguard Div appreciation ETF (VIg) |
VIG |
ETF |
Purchase
|
Dec. 3, 2019 |
$$15,001 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
SPDR S&P Dividend ETF (SDY) |
SDY |
ETF |
Purchase
|
Dec. 3, 2019 |
$$15,001 - $50,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
SPDR bloomberg barclays Convertible Securities ETF (CWb) |
CWB |
ETF |
Sale
|
Dec. 3, 2019 |
$$15,001 - $50,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Purchase
|
Dec. 3, 2019 |
$$15,001 - $50,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
SPDR bloomberg barclays Convertible Securities ETF (CWb) |
CWB |
ETF |
Sale
|
Dec. 3, 2019 |
$$50,001 - $100,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Purchase
|
Dec. 3, 2019 |
$$1,001 - $15,000 |
Feb. 7, 2020 |
|
K. Michael Conaway
|
house |
CREdIT SUISSE ag 0% EdP LKd |
|
BOND |
Purchase
|
Nov. 29, 2019 |
$$15,001 - gfedcb |
Dec. 16, 2019 |
|
K. Michael Conaway
|
house |
First Trust Morningstar ETF (FdL) |
FDL |
ETF |
Purchase
|
Nov. 7, 2019 |
$$15,001 - gfedc |
Dec. 16, 2019 |
|
K. Michael Conaway
|
house |
SPdR S&P dividend ETF (SdY) |
SDY |
ETF |
Purchase
|
Nov. 7, 2019 |
$$15,001 - gfedc |
Dec. 16, 2019 |
|
K. Michael Conaway
|
house |
Principal U.S. Mega-Cap Multi- |
PMX |
FUND |
Purchase
|
Nov. 7, 2019 |
$$15,001 - gfedc |
Dec. 16, 2019 |
|
K. Michael Conaway
|
house |
S&P 500 (SPY) |
SPY |
ETF |
Purchase
|
Nov. 7, 2019 |
$$15,001 - gfedc |
Dec. 16, 2019 |
|
K. Michael Conaway
|
house |
R2000 sTEPUP IssUER BARC sTEP 35.00% sV 1,488.786 DUE 09/30/22 |
|
BOND |
Sale
|
Oct. 19, 2019 |
$$50,001 - $100,000 |
Nov. 12, 2018 |
|
K. Michael Conaway
|
house |
First Trust Morningstar ETF (FDL) P |
FDL |
ETF |
Sale
|
Oct. 10, 2019 |
$$1,001 - $15,000 gfedc |
Nov. 12, 2019 |
|
K. Michael Conaway
|
house |
Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
Oct. 10, 2019 |
$$1,001 - $15,000 |
Nov. 12, 2019 |