| R2000 sTEPUP IssUER BARC sTEP 35.00% sV 1,488.786 DUE 09/30/22 |
|
BOND |
Sale
|
Oct. 19, 2019 |
$50,001 - $100,000 |
| Apple Inc. (AAPL) |
AAPL |
STOCK |
Sale
|
Oct. 26, 2018 |
$1,001 - $15,000 |
| International Business Machines Corporation (IBM) |
IBM |
STOCK |
Sale
|
Oct. 26, 2018 |
$1,001 - $15,000 |
| Amazon.com, Inc. (AMZN) |
AMZN |
STOCK |
Purchase
|
Oct. 26, 2018 |
$15,001 - $50,000 |
| Northrop grumman Corporation |
NOC |
STOCK |
Sale (partial)
|
Oct. 26, 2018 |
$1,001 - $15,000 |
| PNC Financial services group, Inc. |
PNC |
STOCK |
Sale (partial)
|
Oct. 26, 2018 |
$1,001 - $15,000 |
| International Business Machines Corporation (IBM) |
IBM |
STOCK |
Sale
|
Oct. 25, 2018 |
$1,001 - $15,000 |
| sPDR s&P 500 (sPY) |
SPY |
ETF |
Purchase
|
Oct. 16, 2018 |
$1,001 - $15,000 |
| First Trust DJ Internet Index Fund (FDN) |
FDN |
ETF |
Purchase
|
Oct. 16, 2018 |
$1,001 - $15,000 |
| sPDR Dow Jones Industrial Average ETF (DIA) |
DIA |
ETF |
Purchase
|
Oct. 16, 2018 |
$1,001 - $15,000 |
| sX5E sTEPUP IssUER BoFA sTEP 15.20% sV 3,521.76 DUE 07/25/19 |
|
BOND |
Purchase
|
Oct. 12, 2018 |
$50,001 - $100,000 |
| Invesco QQQ Trust, series 1 (QQQ) |
QQQ |
ETF |
Purchase
|
Oct. 11, 2018 |
$15,001 - $50,000 |
| sX5E sTEPUP IssUER BNs sTEP 30.00% sV 3,563.64 DUE 09/24/20 |
|
FIXED INCOME |
Sale
|
Oct. 11, 2018 |
$50,001 - $100,000 |
| sPDR s&P 500 (sPY) |
SPY |
ETF |
Purchase
|
Oct. 11, 2018 |
$15,001 - $50,000 |
| JPMoRgAN FEDERAL MoNEY MARKET FUND |
JPMXX |
FUND |
Purchase
|
Oct. 3, 2018 |
$1,001 - $15,000 |