| JPMoRgaN FEDERaL MoNEY MaRKET FUND |
JMMXX |
FUND |
Purchase
|
Dec. 30, 2019 |
$1,001 - $15,000 |
| JPMoRgaN FEDERaL MoNEY MaRKET FUND |
JMMXX |
FUND |
Purchase
|
Dec. 23, 2019 |
$1,001 - $15,000 |
| BANK Nova Scotia b 0EDP C aCLRTD RTRN NT LKD S&P 500 IDX DUE 12/20/2019 CPN 0.000% |
|
FIXED INCOME |
Purchase
|
Dec. 20, 2019 |
$50,001 - $100,000 |
| CREDIT SUISSE ag 0% EDP LoNDoN bRH LKD To EURo SToXX 50 INDEX 1/30/2020 CPN 0.000% DUE 11/30/20 |
|
BOND |
Purchase
|
Dec. 12, 2019 |
$50,001 - $100,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
Sale
|
Dec. 12, 2019 |
$1,001 - $15,000 |
| SPDR bloomberg barclays Convertible Securities ETF (CWb) |
CWB |
ETF |
Sale (partial)
|
Dec. 10, 2019 |
$50,001 - $100,000 |
| goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Purchase
|
Dec. 10, 2019 |
$15,001 - $50,000 |
| Vanguard Utilities ETF (VPU) |
VPU |
ETF |
Sale
|
Dec. 10, 2019 |
$15,001 |
| Vanguard Div appreciation ETF (VIg) |
VIG |
ETF |
Purchase
|
Dec. 3, 2019 |
$15,001 |
| Vanguard Div appreciation ETF (VIg) |
VIG |
ETF |
Purchase
|
Dec. 3, 2019 |
$15,001 |
| SPDR bloomberg barclays Convertible Securities ETF (CWb) |
CWB |
ETF |
Sale
|
Dec. 3, 2019 |
$50,001 - $100,000 |
| goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Purchase
|
Dec. 3, 2019 |
$15,001 - $50,000 |
| SPDR bloomberg barclays Convertible Securities ETF (CWb) |
CWB |
ETF |
Sale
|
Dec. 3, 2019 |
$15,001 - $50,000 |
| goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) |
GSLC |
ETF |
Purchase
|
Dec. 3, 2019 |
$1,001 - $15,000 |
| SPDR S&P Dividend ETF (SDY) |
SDY |
ETF |
Purchase
|
Dec. 3, 2019 |
$15,001 - $50,000 |