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| Politician | Branch | Asset | Ticker | Category | Type | Transaction Date | Amount | Filing Date |
|---|---|---|---|---|---|---|---|---|
| Thomas R Carper | senate | First Trust Emerging Markets Small Cap AlphaDEX Fu | FTSM | ETF | Sale (Full) | July 9, 2020 | $$1,001 - $15,000 | Aug. 4, 2020 |
| Thomas R Carper | senate | First Trust Emerging Markets Small Cap AlphaDEX Fu | FTSM | ETF | Sale (Partial) | July 7, 2020 | $$1,001 - $15,000 | Aug. 4, 2020 |
| Kevin Hern | house | First Trust Enhanced short Maturity ETF (FTsM) | FTsM | ETF | Purchase | Feb. 27, 2020 | $$100,001 - $250,000 | March 17, 2020 |
| Ted S. Yoho | house | FTSL FIRST TRUST SENIOR LOAN ETF | FTSL | ETF | Sell | Sept. 27, 2019 | $$3,546.77 | Oct. 23, 2019 |
| Nicholas Van Taylor | house | Fortis Inc. Common Shares (FTS) | FTS | STOCK | Sale | March 25, 2019 | $$1,001 - $15,000 | April 15, 2019 |
| K. Michael Conaway | house | UIT FIRsT TRUsT MKT sTRENgTH: ALLoCATIoN sELECT sER 13: PoRT | FTSMX | FUND | s | April 21, 2016 | $$100,001 - $250,000 | May 24, 2016 |
| E. Scott Rigell | house | First Trust Ser FD Short Duration High Income FD Cl I | FTSDX | FUND | Sale | Feb. 25, 2016 | $$100,001 - $250,000 | March 24, 2016 |
| K. Michael Conaway | house | UIT First Trust series 21 Cap Strength | FTSX | FUND | Sale | Aug. 4, 2015 | $$100,001 - $250,000 | Sept. 2, 2015 |