Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| First Trust Sabrient Forward looking Value Port Series 3 F/R | FUND | Sale | Feb. 29, 2016 | $15,001 - $50,000 | |
| First Trust Ser FD Short Duration High Income FD Cl I | FTSDX | FUND | Sale | Feb. 25, 2016 | $100,001 - $250,000 |
| SPDR Gold Trust (GlD) | GLD | ETF | Sale | Feb. 19, 2016 | $15,001 - $50,000 |