|
Francis Rooney
|
house |
Delphian - Note |
|
NOTE |
PURCHASE
|
Aug. 29, 2019 |
$$15,000.01-$50,000 |
Nov. 14, 2019 |
|
Rohit Khanna
|
house |
FIRST UNION FINANCIAL CORP |
|
STOCK |
Purchase
|
Aug. 29, 2019 |
$$1,001 - $15,000 |
April 11, 2019 |
|
Rohit Khanna
|
house |
Fidelity US Government Money Market Fund |
SPAXX |
FUND |
Purchase
|
Aug. 29, 2019 |
$$100,001 - $250,000 |
April 11, 2019 |
|
Alan S. Lowenthal
|
house |
Ares Capital Corporation - Closed End Fund (ARCC) |
ARCC |
FUND |
Sale
|
Aug. 29, 2019 |
$$56.18 |
Sept. 21, 2019 |
|
Rohit Khanna
|
house |
ERCOT |
|
nan |
Purchase
|
Aug. 29, 2019 |
$$15,001 - $50,000 |
April 11, 2019 |
|
Rohit Khanna
|
house |
ETN TECHNOLOGIES INC. |
|
STOCK |
Purchase
|
Aug. 29, 2019 |
$$15,001 - $50,000 |
April 11, 2019 |
|
Rohit Khanna
|
house |
FEDERAL NATIONAL MORTGAGE ASSOCIATION |
FNMA |
STOCK |
Purchase
|
Aug. 29, 2019 |
$1,000 - $15,000 |
April 11, 2019 |
|
Susie Lee
|
house |
CDK global, Inc. (CDK) |
|
PRIVATE EQUITY |
Purchase
|
Aug. 29, 2019 |
$$1,001 - $15,000 |
Sept. 30, 2019 |
|
Susie Lee
|
house |
Nasdaq, Inc. (NDaQ) |
NDAQ |
STOCK |
Sale (partial)
|
Aug. 29, 2019 |
$$1,001 - $15,000 |
Sept. 30, 2019 |
|
Unknown
|
Unknown |
American Infrastructure MLP s (partial) |
AMLP |
ETF |
Purchase
|
Aug. 29, 2019 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
Waters Corporation (WAT) |
WAT |
STOCK |
Purchase
|
Aug. 29, 2019 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
District Columbia gO |
|
BOND |
Sale
|
Aug. 29, 2019 |
$$500,000 |
None |
|
Francis Rooney
|
house |
Browser Advisory - Reorganized Fund, L.P. Parallels Holding S.A. 100% GDS 6% DUE 05.01.2032 |
|
BOND |
PURCHASE
|
Aug. 28, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Alan S. Lowenthal
|
house |
Ares Capital Corporation - Closed End Fund (ARCC) |
ARCC |
FUND |
Sale
|
Aug. 28, 2019 |
$$1,001 - $15,000 |
Sept. 21, 2019 |
|
Francis Rooney
|
house |
Browser Advisory - Montgomery Co. OH 3.3% DUE 05.01.2039 |
|
BOND |
PURCHASE
|
Aug. 28, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Susie Lee
|
house |
Elanco animal Health Incorporated (ELaN) |
ELAN |
STOCK |
Purchase
|
Aug. 28, 2019 |
$$1,001 - $15,000 |
Sept. 30, 2019 |
|
Francis Rooney
|
house |
Columbia Tech - S&P 500 Index Portfolio |
|
FUND |
PURCHASE
|
Aug. 28, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Francis Rooney
|
house |
Brown Capital, LLC US Mid Cap Equity Portfolio |
|
FUND |
PURCHASE
|
Aug. 28, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Michael T. McCaul
|
house |
Royal Caribbean & Aluminum Co |
|
nan |
PURCHASE
|
Aug. 28, 2019 |
$$15,001-$50,000 |
Oct. 15, 2019 |
|
Francis Rooney
|
house |
Colbert Capital, LLC US Small Cap Equity Portfolio |
|
FUND |
PURCHASE
|
Aug. 28, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Donna Shalala
|
house |
Comcast Corporation - Class A (CMCSA) |
CMCSA |
STOCK |
Sale
|
Aug. 28, 2019 |
$$1,001 - $15,000 |
April 27, 2020 |
|
Donna Shalala
|
house |
Apple Inc. (AAPL) |
AAPL |
STOCK |
Sale
|
Aug. 28, 2019 |
$$1,001 - $15,000 |
April 27, 2020 |
|
James R. Langevin
|
house |
Zebra Technologies Corporation - Class a (ZBRa) |
ZBRA |
STOCK |
s
|
Aug. 28, 2019 |
$$100,001 - $250,000 |
Sept. 3, 2019 |
|
Richard W. Allen
|
house |
Accenture plc Class A Ordinary Shares (ACN) |
ACN |
STOCK |
Purchase
|
Aug. 28, 2019 |
$$15,001 - $50,000 |
Aug. 10, 2023 |
|
Richard W. Allen
|
house |
Paychex, Inc. (PAYX) [ST] |
PAYX |
STOCK |
Purchase
|
Aug. 27, 2019 |
$$15,001 - $50,000 |
Aug. 10, 2023 |