|
David A. Trott
|
house |
WASHINgToN ST VAR PURP BDS DTD 01/27/10 05.000% DUE 02/01/22 RNFD 02/01/20 - MUNI BoND [gS] |
|
BOND |
Purchase
|
April 9, 2018 |
$$15,001 - $50,000 |
May 4, 2018 |
|
David A. Trott
|
house |
TRoTT-ATA LLC (INVESTMENT HoLDINg Co.) [oI] |
|
PRIVATE EQUITY |
Purchase
|
April 6, 2018 |
$$500,001 - $1,000,000 |
May 4, 2018 |
|
David A. Trott
|
house |
THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 07/08/2020 [CS] |
|
NOTE |
Purchase
|
April 5, 2018 |
$$100,001 - $250,000 |
May 4, 2018 |
|
David A. Trott
|
house |
ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 02/06/2020 [CS] |
|
NOTE |
Purchase
|
April 4, 2018 |
$$250,001 - $500,000 |
May 4, 2018 |
|
David A. Trott
|
house |
OAKRIDGE MICH PUB SCHS GO 5% 05/01/24 MN - MUNI BOND |
|
MUNI BOND |
Purchase
|
April 3, 2018 |
$$100,001 - $250,000 |
May 4, 2018 |
|
David A. Trott
|
house |
goldman Sachs Renewable Power LLC |
|
PRIVATE EQUITY |
Purchase
|
April 2, 2018 |
$$15,001 - $50,000 |
May 4, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 262 EXP 03/29/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Purchase
|
March 28, 2018 |
$$1,001 - $15,000 |
April 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 249 EXP 06/15/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Not Specified
|
March 28, 2018 |
$$15,001 - $50,000 |
April 6, 2018 |
|
David A. Trott
|
house |
Williams Companies, Inc. (WMB) |
WMB |
STOCK |
Purchase
|
March 15, 2018 |
$$15,001 - $50,000 |
April 6, 2018 |
|
David A. Trott
|
house |
Williams Partners, L.P. Common Units (WPZ) |
WPZ |
STOCK |
Purchase
|
March 15, 2018 |
$$15,001 - $50,000 |
April 6, 2018 |
|
David A. Trott
|
house |
EQT Midstream Partners, LP Common Units representing Limited Partner Interests (EQM) |
EQM |
STOCK |
Not Specified
|
March 14, 2018 |
$$15,001 - $50,000 |
April 6, 2018 |
|
David A. Trott
|
house |
Rice Midstream Partners LP Common Units (RMP) |
RMP |
STOCK |
Sale
|
March 14, 2018 |
$$1,001 - $15,000 |
April 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 271 EXP 04/13/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
March 13, 2018 |
$$1,001 - $15,000 |
April 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 274 EXP 03/02/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Purchase
|
March 1, 2018 |
$$15,001 - $50,000 |
April 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 260 EXP 04/20/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Not Specified
|
March 1, 2018 |
$$1,001 - $15,000 |
April 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 262 EXP 03/29/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Not Specified
|
March 1, 2018 |
$$1,001 - $15,000 |
April 6, 2018 |
|
David A. Trott
|
house |
LoUISVILLE & JEFFERSoN CNTY KY MET goVT SER A go BD DTD 09/28/16 5.000% DUE 12/01/21 - MUNI BoND |
|
BOND |
P
|
Feb. 27, 2018 |
$$50,001 - $100,000 |
March 6, 2018 |
|
David A. Trott
|
house |
BUCHANAN MICH CMNTY SCHS go 3% 05/01/22 MN go SCH BLDg AND SITE BDS 2013 UT BEo - MUNI BoND |
|
BOND |
P
|
Feb. 26, 2018 |
$$100,001 - $250,000 |
March 6, 2018 |
|
David A. Trott
|
house |
CITIZENS PPTY INS CoRP FLA SENIoR SECURED BoNDS DTD 06/21/12 05.000% DUE 06/01/21 |
|
BOND |
P
|
Feb. 26, 2018 |
$$15,001 - $50,000 |
March 6, 2018 |
|
David A. Trott
|
house |
PLEASANT PRAIRIE WI PRoMISSoRY NTS-SER A-REF go BD DTD 08/20/14 5.000% DUE 09/01/21 |
|
BOND |
nan
|
Feb. 26, 2018 |
$$50,001 - $100,000 |
March 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 260 EXP 05/18/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
Feb. 22, 2018 |
$$1,001 - $15,000 |
March 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 275 EXP 02/23/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Purchase
|
Feb. 22, 2018 |
$$1,001 - $15,000 |
March 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 253 EXP 04/20/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
Feb. 14, 2018 |
$$1,001 - $15,000 |
March 6, 2018 |
|
David A. Trott
|
house |
CITIgRoUP INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 09/06/2019 |
|
NOTE |
P
|
Feb. 2, 2018 |
$$50,001 - $100,000 |
March 6, 2018 |
|
David A. Trott
|
house |
HUDSoNVILLE MICH PUB SCHS go 5% 05/01/24 MN go REF BDS 2015 UT BEo - MUNI BoND |
|
BOND |
P
|
Feb. 2, 2018 |
$$15,001 - $50,000 |
March 6, 2018 |