|
Thomas R Carper
|
senate |
E. I. du Pont de Nemours and Company (NYSE) |
DD |
STOCK |
Purchase
|
June 13, 2014 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Freeport McMoran Copper 10.10% due 12/11/12014 |
|
OPTION |
Sale (Full)
|
June 12, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
Energen Corp Bond 4.625% due 9/1/21 |
|
BOND |
Purchase
|
June 11, 2014 |
$$15,001 - $50,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
International Lease Finance Bond 5.75% due 5/15/2016 |
|
BOND |
Sale (Full)
|
June 11, 2014 |
$$15,001 - $50,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Applied Materials 10.85% due 6/11/15 |
AMAT |
FIXED INCOME |
Purchase
|
June 6, 2014 |
$$15,001 - $50,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Cisco Systems 8.3% due 9/5/14 |
CSCO |
FIXED INCOME |
Sale (Full)
|
June 5, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
Argan Inc |
AGX |
STOCK |
Sale (Full)
|
June 5, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall Broadcom 9.4% due 3/3/17 |
|
FIXED INCOME |
Sale (Full)
|
June 2, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
ONEOK Inc. (NYSE) |
OKE |
STOCK |
Sale (Full)
|
May 30, 2014 |
$$1,001 - $15,000 |
June 3, 2014 |
|
Thomas R Carper
|
senate |
Barclays Contingent Autocall Bristol Myers 8% due 6/2/17 |
|
FIXED INCOME |
Purchase
|
May 30, 2014 |
$$1,001 - $15,000 |
June 3, 2014 |
|
Thomas R Carper
|
senate |
Dominion Resources |
|
nan |
Purchase
|
May 30, 2014 |
$$1,001 - $15,000 |
June 3, 2014 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Valero Energy 12% due 2/21/17 |
VLO |
FIXED INCOME |
Sale (Full)
|
May 20, 2014 |
$$15,001 - $50,000 |
June 3, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015 |
|
BOND |
Purchase
|
May 16, 2014 |
$$15,001 - $50,000 |
June 3, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015 |
|
BOND |
Purchase
|
May 16, 2014 |
$$1,001 - $15,000 |
June 3, 2014 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall Potash 8.05% 1/27/2017 |
|
FIXED INCOME |
Sale (Full)
|
April 28, 2014 |
$$15,001 - $50,000 |
May 1, 2014 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall Potash 8.05% 1/27/2017 |
|
FIXED INCOME |
Sale (Full)
|
April 28, 2014 |
$$1,001 - $15,000 |
May 1, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Walgreens 10% 4/28/2017 |
|
OPTION |
Purchase
|
April 25, 2014 |
$$15,001 - $50,000 |
May 1, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Walgreens 10% 4/28/2017 |
|
OPTION |
Purchase
|
April 25, 2014 |
$$1,001 - $15,000 |
May 1, 2014 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall Broadcom 8.6% 1/8/15 |
|
OPTION |
Sale (Full)
|
April 8, 2014 |
$$15,001 - $50,000 |
May 1, 2014 |
|
Thomas R Carper
|
senate |
Barclays Contingent Autocall Vodafone 11.05% 4/10/17 |
|
FIXED INCOME |
Purchase
|
April 4, 2014 |
$$15,001 - $50,000 |
May 1, 2014 |
|
Thomas R Carper
|
senate |
Transocean Ltd |
RIG |
STOCK |
Purchase
|
April 3, 2014 |
$$1,001 - $15,000 |
May 1, 2014 |
|
Thomas R Carper
|
senate |
Baker Hughes Incorporated (NYSE) |
BKR |
STOCK |
Sale (Full)
|
April 3, 2014 |
$$15,001 - $50,000 |
May 1, 2014 |
|
Thomas R Carper
|
senate |
Atmel Corporation (NASDAQ) |
ATML |
STOCK |
Purchase
|
April 2, 2014 |
$$1,001 - $15,000 |
May 1, 2014 |
|
Thomas R Carper
|
senate |
Marvell Tech Group |
MRVL |
STOCK |
Sale (Full)
|
April 2, 2014 |
$$1,001 - $15,000 |
May 1, 2014 |
|
Unknown
|
Unknown |
UBS Autocall Met Life Rate/Coupon: 8.75% Matures: 03/24/2017 |
|
FIXED INCOME |
Purchase
|
March 21, 2014 |
$$1,001 - $15,000 |
None |