Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| UBS Autocall Met Life Rate/Coupon: 8.75% Matures: 03/24/2017 | FIXED INCOME | Purchase | March 21, 2014 | $1,001 - $15,000 | |
| MS Autocall Dow Chemical Rate/Coupon: 10.40% Matures: 12/19/2016 | DOW | FIXED INCOME | Sale (Full) | March 19, 2014 | $1,001 - $15,000 |
| HSBC Autocall Transocean Rate/Coupon: 10.50% Matures: 03/19/2015 | FIXED INCOME | Purchase | March 14, 2014 | $1,001 - $15,000 |