|
Thomas R Carper
|
senate |
JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015 |
|
BOND |
Sale (Full)
|
Aug. 21, 2014 |
$$15,001 - $50,000 |
Sept. 2, 2014 |
|
Thomas R Carper
|
senate |
FS Investment Corp Note 4% due 7/15/2019 |
|
NOTE |
Purchase
|
Aug. 21, 2014 |
$$1,001 - $15,000 |
Sept. 2, 2014 |
|
Thomas R Carper
|
senate |
Citigroup Funding Inc Redemption Link London Gold 3% due 8/11/2014 |
|
BOND |
Sale (Full)
|
Aug. 11, 2014 |
$$15,001 - $50,000 |
Sept. 2, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Prudential Financial 8.15% due 8/11/2017 |
|
FIXED INCOME |
Purchase
|
Aug. 8, 2014 |
$$1,001 - $15,000 |
Sept. 2, 2014 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Ford Motor 8.35% due 10/31/2016 |
|
FIXED INCOME |
Sale (Full)
|
July 31, 2014 |
$$1,001 - $15,000 |
Aug. 4, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Walgreen 10% due 4/28/2017 |
|
FIXED INCOME |
Sale (Full)
|
July 30, 2014 |
$$1,001 - $15,000 |
Aug. 4, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Walgreen 10% due 4/28/2017 |
|
FIXED INCOME |
Sale (Full)
|
July 30, 2014 |
$$15,001 - $50,000 |
Aug. 4, 2014 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall FCX 8.95% due 7/30/2015 |
|
FIXED INCOME |
Purchase
|
July 25, 2014 |
$$15,001 - $50,000 |
Aug. 4, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Walgreen 9.3% due 7/28/2017 |
|
FIXED INCOME |
Purchase
|
July 25, 2014 |
$$15,001 - $50,000 |
Aug. 4, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Walgreen 9.3% due 7/28/2017 |
|
FIXED INCOME |
Purchase
|
July 25, 2014 |
$$1,001 - $15,000 |
Aug. 4, 2014 |
|
Thomas R Carper
|
senate |
MS Fixed Autocall FCX 8.05% due 1/26/2015 |
|
FIXED INCOME |
Sale (Full)
|
July 24, 2014 |
$$15,001 - $50,000 |
Aug. 4, 2014 |
|
Thomas R Carper
|
senate |
Lincoln National Corporation (NYSE) |
LNC |
STOCK |
Sale (Partial)
|
July 17, 2014 |
$$15,001 - $50,000 |
Aug. 4, 2014 |
|
Thomas R Carper
|
senate |
Valero Energy |
VLO |
STOCK |
Purchase
|
July 17, 2014 |
$$1,001 - $15,000 |
Aug. 4, 2014 |
|
Thomas R Carper
|
senate |
Versen Inc |
|
PRIVATE EQUITY |
Purchase
|
July 17, 2014 |
$$1,001 - $15,000 |
Aug. 4, 2014 |
|
Thomas R Carper
|
senate |
Transalta Renewables Inc |
TNR |
STOCK |
Purchase
|
July 17, 2014 |
$$1,001 - $15,000 |
Aug. 4, 2014 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall MetLife 8.25% due 6/30/2017 |
|
FIXED INCOME |
Purchase
|
June 27, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall MetLife 8.75% due 3/24/2017 |
|
FIXED INCOME |
Sale (Full)
|
June 26, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
Northern Tier Energy LP (NYSE) |
|
STOCK |
Purchase
|
June 25, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
Legacy Reserves LP Units |
|
PRIVATE EQUITY |
Sale (Full)
|
June 25, 2014 |
$$15,001 - $50,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
SPDR Trust Series 1 |
SPY |
ETF |
Sale (Partial)
|
June 23, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
Apple Inc |
AAPL |
STOCK |
Sale (Partial)
|
June 23, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
Halliburton |
HAL |
STOCK |
Sale (Partial)
|
June 23, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall Transocean 10% due 6/25/2015 |
|
FIXED INCOME |
Purchase
|
June 20, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall Transocean 10.5% due 3/19/2015 |
|
FIXED INCOME |
Sale (Full)
|
June 19, 2014 |
$$1,001 - $15,000 |
July 1, 2014 |
|
Thomas R Carper
|
senate |
E. I. du Pont de Nemours and Company (NYSE) |
DD |
STOCK |
Purchase
|
June 13, 2014 |
$$1,001 - $15,000 |
May 13, 2015 |